# McCarthy Wealth & Tax Advisors

> McCarthy Wealth & Tax Advisors is an SEC-registered investment advisory firm in Springboro, OH, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 17, 2026.

- CRD: 135875
- Filed as: MCCARTHY WEALTH & TAX ADVISORS
- Legal name: Wealth Advisors, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Springboro, OH
- Filing period: October 2026
- Form ADV filing dated: February 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/135875
- AdvisorCensus page: https://advisorcensus.com/firm/mccarthy-wealth-and-tax-advisors-springboro-oh-135875

## Quick answers

**How is McCarthy Wealth & Tax Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), McCarthy Wealth & Tax Advisors reports these compensation arrangements: a percentage of assets under its management.

**Where is McCarthy Wealth & Tax Advisors located?**
McCarthy Wealth & Tax Advisors' principal office is in Springboro, OH, according to its Form ADV.

**Is McCarthy Wealth & Tax Advisors registered with the SEC or a state?**
McCarthy Wealth & Tax Advisors is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 135875.

**How much does McCarthy Wealth & Tax Advisors manage?**
McCarthy Wealth & Tax Advisors reports $202,041,581 in regulatory assets under management in its Form ADV filing dated February 17, 2026 (100% discretionary).

**How have McCarthy Wealth & Tax Advisors' assets and staff changed since 2024?**
In the Form ADV data for McCarthy Wealth & Tax Advisors: Regulatory assets under management: $133,226,460 in the October 2024 data and $202,041,581 in the October 2026 data, up 52%. Total employees: 3 in October 2024 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does McCarthy Wealth & Tax Advisors serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (221); high net worth individuals (51).

**Which custodians does McCarthy Wealth & Tax Advisors use?**
McCarthy Wealth & Tax Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does McCarthy Wealth & Tax Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/135875

**What changed in McCarthy Wealth & Tax Advisors' recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $152,999,341 to $202,041,581 (+32%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated February 17, 2026)

- Minimum annual fee: $6,000

> We require a minimum annualized fee of $6,000. We may, at our sole discretion, waive or lower this minimum.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $202,041,581
- Discretionary: $202,041,581
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 221 | $68,388,370 |
| High net worth individuals | 51 | $133,653,211 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2024 (2 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, IN, OH, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- mccarthywealth.com
- Facebook facebook.com
- LinkedIn @mccarthy-wealth-and-tax-advisors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $133,226,460 | 3 | May 1, 2024 |
| October 2025 | $152,999,341 | 4 | February 10, 2025 |
| October 2026 | $202,041,581 | 4 | February 17, 2026 |

Regulatory assets under management: $133,226,460 in the October 2024 data and $202,041,581 in the October 2026 data, up 52%.
Total employees: 3 in October 2024 and 4 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $152,999,341 to $202,041,581 (+32%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. McCarthy Wealth & Tax Advisors (CRD 135875): Form ADV filing data as of October 2026.