# McCarter Investments, LLC

> McCarter Investments, LLC is a state-registered investment advisory firm, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 29, 2026.

- CRD: 138655
- Filed as: MCCARTER INVESTMENTS, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Tennessee
- Filing period: October 2026
- Form ADV filing dated: March 29, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/138655
- AdvisorCensus page: https://advisorcensus.com/firm/mccarter-investments-llc-138655

## Quick answers

**How is McCarter Investments, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), McCarter Investments, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Is McCarter Investments, LLC registered with the SEC or a state?**
McCarter Investments, LLC is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 138655.

**How much does McCarter Investments, LLC manage?**
McCarter Investments, LLC reports $81,151,171 in regulatory assets under management in its Form ADV filing dated March 29, 2026 (100% discretionary).

**What types of clients does McCarter Investments, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (35); high net worth individuals (15).

**Does McCarter Investments, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/138655

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $81,151,171
- Discretionary: $81,151,171
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 35 | $16,447,078 |
| High net worth individuals | 15 | $64,704,093 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2012 (14 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. McCarter Investments, LLC (CRD 138655): Form ADV filing data as of October 2026.