# McBroom & Associates, LLC

> McBroom & Associates, LLC is an SEC-registered investment advisory firm in Las Vegas, NV, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 14, 2026.

- CRD: 151187
- Filed as: MCBROOM & ASSOCIATES, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Las Vegas, NV
- Filing period: October 2026
- Form ADV filing dated: May 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/151187
- AdvisorCensus page: https://advisorcensus.com/firm/mcbroom-and-associates-llc-las-vegas-nv-151187

## Quick answers

**How is McBroom & Associates, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), McBroom & Associates, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is McBroom & Associates, LLC located?**
McBroom & Associates, LLC's principal office is in Las Vegas, NV, according to its Form ADV.

**Is McBroom & Associates, LLC registered with the SEC or a state?**
McBroom & Associates, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 151187.

**How much does McBroom & Associates, LLC manage?**
McBroom & Associates, LLC reports $242,094,579 in regulatory assets under management in its Form ADV filing dated May 14, 2026 (99% discretionary).

**How have McBroom & Associates, LLC's assets and staff changed since 2021?**
In the Form ADV data for McBroom & Associates, LLC: Regulatory assets under management: $128,780,000 in the October 2021 data and $242,094,579 in the October 2026 data, up 88%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does McBroom & Associates, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (58); individuals (other than high net worth individuals) (52); charitable organizations (4).

**Which custodians does McBroom & Associates, LLC use?**
McBroom & Associates, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Deutsche Bank Trust Company Americas and UBS Securities LLC as custodians holding 10% or more of its separately managed account assets.

**Does McBroom & Associates, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/151187

**What changed in McBroom & Associates, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $215,244,890 to $242,094,579 (+12%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Deutsche Bank Trust Company Americas
- UBS Securities LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $242,094,579
- Discretionary: $240,596,508
- Non-discretionary: $1,498,071

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 52 | $10,330,077 |
| High net worth individuals | 58 | $218,208,319 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 4 | $13,556,183 |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, ID, NV, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $128,780,000 | 3 | May 17, 2021 |
| October 2022 | $137,706,412 | 3 | May 3, 2022 |
| October 2023 | $124,186,813 | 4 | March 31, 2023 |
| October 2024 | $173,146,811 | 4 | July 25, 2024 |
| October 2025 | $215,244,890 | 4 | March 14, 2025 |
| October 2026 | $242,094,579 | 4 | May 14, 2026 |

Regulatory assets under management: $128,780,000 in the October 2021 data and $242,094,579 in the October 2026 data, up 88%.
Total employees: 3 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $215,244,890 to $242,094,579 (+12%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. McBroom & Associates, LLC (CRD 151187): Form ADV filing data as of October 2026.