# MC2 Financial Advisers, Inc.

> MC2 Financial Advisers, Inc. is a state-registered investment advisory firm in Newtown Square, PA, registered since 1998, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 116309
- Filed as: MC2 FINANCIAL ADVISERS, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Newtown Square, PA
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/116309
- AdvisorCensus page: https://advisorcensus.com/firm/mc2-financial-advisers-inc-newtown-square-pa-116309

## Quick answers

**How is MC2 Financial Advisers, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), MC2 Financial Advisers, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is MC2 Financial Advisers, Inc. located?**
MC2 Financial Advisers, Inc.'s principal office is in Newtown Square, PA, according to its Form ADV.

**Is MC2 Financial Advisers, Inc. registered with the SEC or a state?**
MC2 Financial Advisers, Inc. is a state-registered investment advisory firm, registered since 1998. Status as filed: APPROVED. CRD 116309.

**How much does MC2 Financial Advisers, Inc. manage?**
MC2 Financial Advisers, Inc. reports $66,109,548 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (0% discretionary).

**What types of clients does MC2 Financial Advisers, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (40); high net worth individuals (28); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Does MC2 Financial Advisers, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/116309

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $66,109,548
- Discretionary: $0
- Non-discretionary: $66,109,548

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 40 | $19,611,460 |
| High net worth individuals | 28 | $46,013,038 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $485,050 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 1998 (28 years)
- Employees: 4 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- mc2financialadvisors.com/INDEX.PHP
- mc2intvestmentadvisors.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. MC2 Financial Advisers, Inc. (CRD 116309): Form ADV filing data as of October 2026.