{
  "crd_number": 165516,
  "slug": "mbe-wealth-management-llc-tomah-wi-165516",
  "primary_business_name": "MBE WEALTH MANAGEMENT, LLC",
  "legal_name": "MBE WEALTH MANAGEMENT, LLC",
  "dbas": [],
  "city": "Tomah",
  "state": "WI",
  "country": "United States",
  "cbsa_code": "43890",
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2017-07-07",
  "years_registered": 9,
  "period": "2026-10-01",
  "filing_date": "2026-07-07",
  "carried_forward": false,
  "raum_total": 977101000.0,
  "raum_discretionary": 749875000.0,
  "raum_non_discretionary": 227226000.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 18,
  "advisory_employees": 10,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 3384000.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 355018000.0,
      "count": 2356
    },
    "pension_profit_sharing": {
      "raum": 227226000.0,
      "count": 62
    },
    "high_net_worth_individuals": {
      "raum": 391473000.0,
      "count": 180
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "FL",
    "IA",
    "IL",
    "LA",
    "MI",
    "MN",
    "NC",
    "NE",
    "OH",
    "SD",
    "TX",
    "VA",
    "WI"
  ],
  "websites": [
    "https://facebook.com/MBE-Wealth-Management-LLC-317299925059481",
    "https://linkedin.com/company/mbe-wealth-management-llc",
    "https://mbewealth.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/165516",
  "city_as_filed": "TOMAH",
  "url": "https://advisorcensus.com/firm/mbe-wealth-management-llc-tomah-wi-165516",
  "display_name": "MBE Wealth Management, LLC",
  "summary": "MBE Wealth Management, LLC is an SEC-registered investment advisory firm in Tomah, WI, registered since 2017, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated July 7, 2026.",
  "citation": "AdvisorCensus. MBE Wealth Management, LLC (CRD 165516): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is MBE Wealth Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), MBE Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does MBE Wealth Management, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated February 4, 2026 states: Hourly rate: $100 to $300 an hour (Financial Planning Services); Flat fee: $500 to $2,500 (Financial Planning Services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is MBE Wealth Management, LLC located?",
      "a": "MBE Wealth Management, LLC's principal office is in Tomah, WI, according to its Form ADV; the August 2026 filing also lists 6 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is MBE Wealth Management, LLC registered with the SEC or a state?",
      "a": "MBE Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 165516."
    },
    {
      "q": "How much does MBE Wealth Management, LLC manage?",
      "a": "MBE Wealth Management, LLC reports $977,101,000 in regulatory assets under management in its Form ADV filing dated July 7, 2026 (77% discretionary)."
    },
    {
      "q": "How have MBE Wealth Management, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for MBE Wealth Management, LLC: Regulatory assets under management: $367,124,190 in the October 2021 data and $977,101,000 in the October 2026 data, up 166%. Total employees: 10 in October 2021 and 18 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does MBE Wealth Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (2,356); high net worth individuals (180); pension and profit sharing plans (but not the plan participants or government pension plans) (62)."
    },
    {
      "q": "Which custodians does MBE Wealth Management, LLC use?",
      "a": "MBE Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Empower Trust Company, LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does MBE Wealth Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/165516"
    },
    {
      "q": "Does MBE Wealth Management, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 4, 2026 says: \"MBE Wealth generally does not impose a minimum account size for establishing a relationship.\""
    },
    {
      "q": "What changed in MBE Wealth Management, LLC's recent Form ADV filings?",
      "a": "In the August 2026 filing data: Added an office in Chandler, AZ."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 367124190.0,
      "total_employees": 10,
      "filing_date": "2021-02-10"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 471139499.0,
      "total_employees": 13,
      "filing_date": "2022-06-15"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 449615286.0,
      "total_employees": 12,
      "filing_date": "2023-10-03"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 725462165.0,
      "total_employees": 12,
      "filing_date": "2024-06-04"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 859645230.0,
      "total_employees": 17,
      "filing_date": "2025-03-18"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 977101000.0,
      "total_employees": 18,
      "filing_date": "2026-07-07"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Added an office in Chandler, AZ."
      ]
    },
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $859,645,230 to $977,101,000 (+14%).",
        "Registered or notice-filed in LA.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 4, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $100 to $300 an hour (Financial Planning Services)",
      "Flat fee: $500 to $2,500 (Financial Planning Services)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "MBE Wealth generally does not impose a minimum account size for establishing a relationship."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $100 to $300 an hour (Financial Planning Services)"
        ],
        "quotes": [
          "Hourly fees range from $100 to $300 per hour. Fixed fees range from $500 to $2500 per engagement."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $500 to $2,500 (Financial Planning Services)"
        ],
        "quotes": [
          "Hourly fees range from $100 to $300 per hour. Fixed fees range from $500 to $2500 per engagement."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": null,
          "min": 100.0,
          "max": 300.0,
          "period": "hour",
          "service": "Financial Planning Services"
        },
        {
          "kind": "flat",
          "amount": null,
          "min": 500.0,
          "max": 2500.0,
          "period": "one_time",
          "service": "Financial Planning Services"
        }
      ]
    },
    "quotes": [
      "MBE Wealth generally does not impose a minimum account size for establishing a relationship.",
      "Hourly fees range from $100 to $300 per hour. Fixed fees range from $500 to $2500 per engagement.",
      "Hourly fees range from $100 to $300 per hour. Fixed fees range from $500 to $2500 per engagement."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Empower Trust Company, LLC",
      "name_as_filed": "EMPOWER TRUST COMPANY, LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/mbe-wealth-management-llc-tomah-wi-165516.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 2356,
      "fewer_than_5": false,
      "raum": 355018000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 180,
      "fewer_than_5": false,
      "raum": 391473000.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 62,
      "fewer_than_5": false,
      "raum": 227226000.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 3384000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/165516",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}