{
  "crd_number": 123530,
  "slug": "mb-and-associates-avon-ct-123530",
  "primary_business_name": "MB & ASSOCIATES",
  "legal_name": "BUCIAK MARK S",
  "dbas": [],
  "city": "Avon",
  "state": "CT",
  "country": "United States",
  "cbsa_code": "25540",
  "metro": {
    "cbsa_code": "25540",
    "common_name": "Hartford",
    "msa_name": "Hartford-West Hartford-East Hartford, CT",
    "path": "/advisors/ct/hartford"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "1996-08-16",
  "years_registered": 30,
  "period": "2026-10-01",
  "filing_date": "2025-03-31",
  "carried_forward": false,
  "raum_total": 4500000.0,
  "raum_discretionary": 4500000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 4500000.0,
      "count": 26
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "CT"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/123530",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    }
  ],
  "city_as_filed": "AVON",
  "url": "https://advisorcensus.com/firm/mb-and-associates-avon-ct-123530",
  "display_name": "MB & Associates",
  "summary": "MB & Associates is a state-registered investment advisory firm in Avon, CT, registered since 1996, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 31, 2025.",
  "citation": "AdvisorCensus. MB & Associates (CRD 123530): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is MB & Associates compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), MB & Associates reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is MB & Associates located?",
      "a": "MB & Associates' principal office is in Avon, CT, according to its Form ADV."
    },
    {
      "q": "Is MB & Associates registered with the SEC or a state?",
      "a": "MB & Associates is a state-registered investment advisory firm, registered since 1996. Status as filed: APPROVED. CRD 123530."
    },
    {
      "q": "How much does MB & Associates manage?",
      "a": "MB & Associates reports $4,500,000 in regulatory assets under management in its Form ADV filing dated March 31, 2025 (100% discretionary)."
    },
    {
      "q": "What types of clients does MB & Associates serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (26)."
    },
    {
      "q": "Does MB & Associates report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/123530"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/mb-and-associates-avon-ct-123530.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 26,
      "fewer_than_5": false,
      "raum": 4500000.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/123530",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}