# Mayflower Capital

> Mayflower Capital is a state-registered investment advisory firm in Homer, NY, registered since 2014, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 29, 2023.

- CRD: 170500
- Filed as: MAYFLOWER CAPITAL
- Legal name: Mayflower Capital LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Homer, NY
- Filing period: October 2026
- Form ADV filing dated: March 29, 2023
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/170500
- AdvisorCensus page: https://advisorcensus.com/firm/mayflower-capital-homer-ny-170500

## Quick answers

**How is Mayflower Capital compensated?**
On its Form ADV (Item 5.E, October 2026), Mayflower Capital reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Mayflower Capital located?**
Mayflower Capital's principal office is in Homer, NY, according to its Form ADV.

**Is Mayflower Capital registered with the SEC or a state?**
Mayflower Capital is a state-registered investment advisory firm, registered since 2014. Status as filed: APPROVED. CRD 170500.

**How much does Mayflower Capital manage?**
Mayflower Capital reports $14,348,227 in regulatory assets under management in its Form ADV filing dated March 29, 2023 (100% discretionary).

**What types of clients does Mayflower Capital serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (27); high net worth individuals (5).

**Does Mayflower Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/170500

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $14,348,227
- Discretionary: $14,348,227
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 27 | $2,750,000 |
| High net worth individuals | 5 | $11,598,227 |
| Banking or thrift institutions | Not reported | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Not reported | $0 |
| Charitable organizations | Not reported | $0 |
| State or municipal government entities (including government pension plans) | Not reported | $0 |
| Other investment advisers | Not reported | $0 |
| Insurance companies | Not reported | $0 |
| Sovereign wealth funds and foreign official institutions | Not reported | $0 |
| Corporations or other businesses not listed above | Not reported | $0 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2014 (12 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mayflower Capital (CRD 170500): Form ADV filing data as of October 2026.