# Maxwell Family Office, LLC

> Maxwell Family Office, LLC is a state-registered investment advisory firm, registered since 2023, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 326584
- Filed as: MAXWELL FAMILY OFFICE, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Maryland
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/326584
- AdvisorCensus page: https://advisorcensus.com/firm/maxwell-family-office-llc-326584

## Quick answers

**How is Maxwell Family Office, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Maxwell Family Office, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other.

**Is Maxwell Family Office, LLC registered with the SEC or a state?**
Maxwell Family Office, LLC is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 326584.

**How much does Maxwell Family Office, LLC manage?**
Maxwell Family Office, LLC reports $30,030,818 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (76% discretionary).

**What types of clients does Maxwell Family Office, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (12); individuals (other than high net worth individuals) (8).

**Does Maxwell Family Office, LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/326584

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $30,030,818
- Discretionary: $22,852,344
- Non-discretionary: $7,178,474

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 8 | $1,381,721 |
| High net worth individuals | 12 | $27,011,030 |
| Charitable organizations | Fewer than 5 | $1,638,067 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2023 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MD
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/326584

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Maxwell Family Office, LLC (CRD 326584): Form ADV filing data as of October 2026.