# Maxwell and Morse Capital Management, Inc.

> Maxwell and Morse Capital Management, Inc. is a state-registered investment advisory firm in Tulsa, OK, registered since 1999, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 12, 2026.

- CRD: 118334
- Filed as: MAXWELL AND MORSE CAPITAL MANAGEMENT, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Tulsa, OK
- Filing period: October 2026
- Form ADV filing dated: March 12, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/118334
- AdvisorCensus page: https://advisorcensus.com/firm/maxwell-and-morse-capital-management-inc-tulsa-ok-118334

## Quick answers

**How is Maxwell and Morse Capital Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Maxwell and Morse Capital Management, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Maxwell and Morse Capital Management, Inc. located?**
Maxwell and Morse Capital Management, Inc.'s principal office is in Tulsa, OK, according to its Form ADV.

**Is Maxwell and Morse Capital Management, Inc. registered with the SEC or a state?**
Maxwell and Morse Capital Management, Inc. is a state-registered investment advisory firm, registered since 1999. Status as filed: APPROVED. CRD 118334.

**How much does Maxwell and Morse Capital Management, Inc. manage?**
Maxwell and Morse Capital Management, Inc. reports $45,400,953 in regulatory assets under management in its Form ADV filing dated March 12, 2026 (43% discretionary).

**What types of clients does Maxwell and Morse Capital Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (164); high net worth individuals (23); corporations or other businesses not listed above (3).

**Does Maxwell and Morse Capital Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/118334

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $45,400,953
- Discretionary: $19,560,115
- Non-discretionary: $25,840,838

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 164 | $16,921,881 |
| High net worth individuals | 23 | $26,722,609 |
| Charitable organizations | 1 | $690,619 |
| Corporations or other businesses not listed above | 3 | $1,065,844 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1999 (27 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OK
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Maxwell and Morse Capital Management, Inc. (CRD 118334): Form ADV filing data as of October 2026.