# Maxim Capital Group, LLC

> Maxim Capital Group, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2018, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 8, 2026.

- CRD: 288321
- Filed as: MAXIM CAPITAL GROUP, LLC
- Also doing business as: MAXIM CAPITAL GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: April 8, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/288321
- AdvisorCensus page: https://advisorcensus.com/firm/maxim-capital-group-llc-new-york-ny-288321

## Quick answers

**How is Maxim Capital Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Maxim Capital Group, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other.

**Where is Maxim Capital Group, LLC located?**
Maxim Capital Group, LLC's principal office is in New York, NY, according to its Form ADV; the May 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Maxim Capital Group, LLC registered with the SEC or a state?**
Maxim Capital Group, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 288321.

**How much does Maxim Capital Group, LLC manage?**
Maxim Capital Group, LLC reports $2,189,298,777 in regulatory assets under management in its Form ADV filing dated April 8, 2026 (98% discretionary).

**How have Maxim Capital Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for Maxim Capital Group, LLC: Regulatory assets under management: $915,089,846 in the October 2021 data and $2,189,298,777 in the October 2026 data, up 139%. Total employees: 9 in October 2021 and 19 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Maxim Capital Group, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (15); insurance companies (5).

**Does Maxim Capital Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/288321

**What changed in Maxim Capital Group, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $1,900,113,359 to $2,189,298,777 (+15%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Regulatory assets under management (Item 5.F)
- Total: $2,189,298,777
- Discretionary: $2,145,946,775
- Non-discretionary: $43,352,002

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 15 | $1,710,946,775 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 5 | $478,352,002 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2018 (8 years)
- Employees: 19 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the May 2026 filing
- Fort Lauderdale, FL
- Roslyn, NY

### Websites listed on Form ADV (Item 1.I)
- maximcapitalgroup.com
- Instagram @maximcapitalgroup
- LinkedIn @maxim-capital-group

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $915,089,846 | 9 | March 26, 2021 |
| October 2022 | $1,300,540,999 | 11 | September 28, 2022 |
| October 2023 | $1,465,130,124 | 13 | April 4, 2023 |
| October 2024 | $1,796,582,692 | 14 | March 26, 2024 |
| October 2025 | $1,900,113,359 | 16 | March 27, 2025 |
| October 2026 | $2,189,298,777 | 19 | April 8, 2026 |

Regulatory assets under management: $915,089,846 in the October 2021 data and $2,189,298,777 in the October 2026 data, up 139%.
Total employees: 9 in October 2021 and 19 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $1,900,113,359 to $2,189,298,777 (+15%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Maxim Capital Group, LLC (CRD 288321): Form ADV filing data as of October 2026.