# Maxim Capital Advisors, Inc.

> Maxim Capital Advisors, Inc. is a state-registered investment advisory firm in Irvine, CA, registered since 1999, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 20, 2026.

- CRD: 130161
- Filed as: MAXIM CAPITAL ADVISORS, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Irvine, CA
- Filing period: October 2026
- Form ADV filing dated: March 20, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/130161
- AdvisorCensus page: https://advisorcensus.com/firm/maxim-capital-advisors-inc-irvine-ca-130161

## Quick answers

**How is Maxim Capital Advisors, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Maxim Capital Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Maxim Capital Advisors, Inc. located?**
Maxim Capital Advisors, Inc.'s principal office is in Irvine, CA, according to its Form ADV.

**Is Maxim Capital Advisors, Inc. registered with the SEC or a state?**
Maxim Capital Advisors, Inc. is a state-registered investment advisory firm, registered since 1999. Status as filed: APPROVED. CRD 130161.

**How much does Maxim Capital Advisors, Inc. manage?**
Maxim Capital Advisors, Inc. reports $58,520,187 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (0% discretionary).

**What types of clients does Maxim Capital Advisors, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (122).

**Does Maxim Capital Advisors, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/130161

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $58,520,187
- Discretionary: $0
- Non-discretionary: $58,520,187

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 122 | $58,520,187 |
| High net worth individuals | Not reported | $0 |
| Banking or thrift institutions | Not reported | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Not reported | $0 |
| Charitable organizations | Not reported | $0 |
| State or municipal government entities (including government pension plans) | Not reported | $0 |
| Other investment advisers | Not reported | $0 |
| Insurance companies | Not reported | $0 |
| Sovereign wealth funds and foreign official institutions | Not reported | $0 |
| Corporations or other businesses not listed above | Not reported | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 1999 (26 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- maximcapitaladvisors.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Maxim Capital Advisors, Inc. (CRD 130161): Form ADV filing data as of October 2026.