{ "crd_number": 159100, "slug": "mawer-investment-management-ltd-calgary-alberta-159100", "primary_business_name": "MAWER INVESTMENT MANAGEMENT LTD.", "legal_name": "MAWER INVESTMENT MANAGEMENT LTD.", "dbas": [], "city": "Calgary, Alberta", "state": null, "country": "Canada", "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-03-19", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-03-30", "carried_forward": false, "raum_total": 40940394256.0, "raum_discretionary": 40297322533.0, "raum_non_discretionary": 643071723.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 278, "advisory_employees": 87, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 2987802366.0, "count": 171 }, "individuals": { "raum": 2453669272.0, "count": 4222 }, "state_municipal": { "raum": 1939905364.0, "count": 7 }, "investment_companies": { "raum": 226996023.0, "count": 1 }, "pension_profit_sharing": { "raum": 4992402384.0, "count": 90 }, "other_investment_advisers": { "raum": 306473353.0, "count": 1, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 3107128639.0, "count": 738 }, "pooled_investment_vehicles": { "raum": 19957554921.0, "count": 83 }, "corporations_other_businesses": { "raum": 4274239485.0, "count": 761 }, "sovereign_wealth_foreign_official": { "raum": 694222449.0, "count": 1, "fewer_than_5": true } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "educational_seminars", "financial_planning", "periodicals_newsletters", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_investment_companies", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": true, "disclosure_yes_count": 0, "states_registered": [ "PR", "TX" ], "websites": [ "https://facebook.com/Mawerinv", "https://instagram.com/mawerinvestmentmanagement", "https://linkedin.com/COMPANY/MAWER-INVESTMENT-MANAGEMENT", "https://mawer.com", "https://youtube.com/c/MawerInvestmentManagementLtdCalgary" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/159100", "city_as_filed": "CALGARY, ALBERTA", "url": "https://advisorcensus.com/firm/mawer-investment-management-ltd-calgary-alberta-159100", "display_name": "Mawer Investment Management Ltd.", "summary": "Mawer Investment Management Ltd. is an SEC-registered investment advisory firm in Calgary, Alberta, Canada, registered since 2012, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.", "citation": "AdvisorCensus. Mawer Investment Management Ltd. (CRD 159100): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for investment companies (and business development companies)", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Publication of periodicals or newsletters", "Educational seminars/workshops" ], "quick_answers": [ { "q": "How is Mawer Investment Management Ltd. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Mawer Investment Management Ltd. reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Mawer Investment Management Ltd. located?", "a": "Mawer Investment Management Ltd.'s principal office is in Calgary, Alberta, Canada, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F)." }, { "q": "Is Mawer Investment Management Ltd. registered with the SEC or a state?", "a": "Mawer Investment Management Ltd. is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 159100." }, { "q": "How much does Mawer Investment Management Ltd. manage?", "a": "Mawer Investment Management Ltd. reports $40,940,394,256 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (98% discretionary)." }, { "q": "How have Mawer Investment Management Ltd.'s assets and staff changed since 2021?", "a": "In the Form ADV data for Mawer Investment Management Ltd.: Regulatory assets under management: $53,605,457,874 in the October 2021 data and $40,940,394,256 in the October 2026 data, down 24%. Total employees: 206 in October 2021 and 278 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Mawer Investment Management Ltd. serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (4,222); corporations or other businesses not listed above (761); high net worth individuals (738)." }, { "q": "Does Mawer Investment Management Ltd. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/159100" }, { "q": "What changed in Mawer Investment Management Ltd.'s recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 86 to 87. Regulatory assets under management went from $45,910,863,723 to $40,940,394,256 (-11%). Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 53605457874.0, "total_employees": 206, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 66416598035.0, "total_employees": 205, "filing_date": "2022-04-28" }, { "period": "2023-10-01", "regulatory_assets_under_management": 46113030228.0, "total_employees": 219, "filing_date": "2023-05-01" }, { "period": "2024-10-01", "regulatory_assets_under_management": 49565578549.0, "total_employees": 240, "filing_date": "2024-03-29" }, { "period": "2025-10-01", "regulatory_assets_under_management": 45910863723.0, "total_employees": 261, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 40940394256.0, "total_employees": 278, "filing_date": "2026-03-30" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 86 to 87.", "Regulatory assets under management went from $45,910,863,723 to $40,940,394,256 (-11%).", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/mawer-investment-management-ltd-calgary-alberta-159100.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 4222, "fewer_than_5": false, "raum": 2453669272.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 738, "fewer_than_5": false, "raum": 3107128639.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 1, "fewer_than_5": false, "raum": 226996023.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 83, "fewer_than_5": false, "raum": 19957554921.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 90, "fewer_than_5": false, "raum": 4992402384.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 171, "fewer_than_5": false, "raum": 2987802366.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 7, "fewer_than_5": false, "raum": 1939905364.0 }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": 1, "fewer_than_5": true, "raum": 306473353.0 }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": 1, "fewer_than_5": true, "raum": 694222449.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 761, "fewer_than_5": false, "raum": 4274239485.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/159100", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }