# Mavros Capital Management, LLC

> Mavros Capital Management, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated July 14, 2026.

- CRD: 327785
- Filed as: MAVROS CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: July 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/327785
- AdvisorCensus page: https://advisorcensus.com/firm/mavros-capital-management-llc-new-york-ny-327785

## Quick answers

**How is Mavros Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Mavros Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Mavros Capital Management, LLC charge?**
Its Form ADV Part 2A brochure dated August 1, 2025 states: Up to $10,000,000: 1% a year; $10,000,001 to $20,000,000: 0.9% a year; $20,000,001 to $30,000,000: 0.8% a year; Above $30,000,001: 0.7% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Mavros Capital Management, LLC located?**
Mavros Capital Management, LLC's principal office is in New York, NY, according to its Form ADV.

**Is Mavros Capital Management, LLC registered with the SEC or a state?**
Mavros Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 327785.

**How much does Mavros Capital Management, LLC manage?**
Mavros Capital Management, LLC reports $32,102,083 in regulatory assets under management in its Form ADV filing dated July 14, 2026 (100% discretionary).

**How have Mavros Capital Management, LLC's assets and staff changed since 2023?**
In the Form ADV data for Mavros Capital Management, LLC: Regulatory assets under management: $0 in the October 2023 data and $32,102,083 in the October 2026 data. Total employees: 6 in October 2023 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Mavros Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (10).

**Does Mavros Capital Management, LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.C(4) (SEC or CFTC order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/327785

**What changed in Mavros Capital Management, LLC's recent Form ADV filings?**
In the January 2026 filing data: Registered or notice-filed in NY.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated August 1, 2025)

- Up to $10,000,000: 1% a year
- $10,000,001 to $20,000,000: 0.9% a year
- $20,000,001 to $30,000,000: 0.8% a year
- Above $30,000,001: 0.7% a year

> Except with respect to the initial quarter, Mavros’ management fees will be charged as a percentage of assets under management, according to the following schedule: Billing Rate Break Range 1% $0 to $10,000,000* 0.90% $10,000,001 to $20,000,000 0.80% $20,000,001 to $30,000,000 0.70% $30,000,0001 and up

- Minimum annual fee: $10,000

> * Minimum annual fee is $10,000

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $32,102,083
- Discretionary: $32,102,083
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Not reported | $0 |
| High net worth individuals | 10 | $32,102,083 |
| Banking or thrift institutions | Not reported | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Not reported | $0 |
| Charitable organizations | Not reported | $0 |
| State or municipal government entities (including government pension plans) | Not reported | $0 |
| Other investment advisers | Not reported | $0 |
| Insurance companies | Not reported | $0 |
| Sovereign wealth funds and foreign official institutions | Not reported | $0 |
| Corporations or other businesses not listed above | Not reported | $0 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2025 (1 year)
- Employees: 6 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NY
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/327785

### Websites listed on Form ADV (Item 1.I)
- mavrosgroup.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $0 | 6 | September 13, 2023 |
| October 2024 | $0 | 6 | February 15, 2024 |
| October 2026 | $32,102,083 | 6 | July 14, 2026 |

Regulatory assets under management: $0 in the October 2023 data and $32,102,083 in the October 2026 data.
Total employees: 6 in October 2023 and 6 in October 2026.

## Changes in the filing (last 12 months)

### January 2026
- Registered or notice-filed in NY.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mavros Capital Management, LLC (CRD 327785): Form ADV filing data as of October 2026.