# Mauney-Pitt Financial Management, Inc.

> Mauney-Pitt Financial Management, Inc. is an SEC-registered investment advisory firm in Shelby, NC, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 6, 2026.

- CRD: 337870
- Filed as: MAUNEY-PITT FINANCIAL MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Shelby, NC
- Filing period: October 2026
- Form ADV filing dated: July 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/337870
- AdvisorCensus page: https://advisorcensus.com/firm/mauney-pitt-financial-management-inc-shelby-nc-337870

## Quick answers

**How is Mauney-Pitt Financial Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Mauney-Pitt Financial Management, Inc. reports these compensation arrangements: a percentage of assets under its management.

**How much does Mauney-Pitt Financial Management, Inc. charge?**
Its Form ADV Part 2A brochure dated July 6, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Mauney-Pitt Financial Management, Inc. located?**
Mauney-Pitt Financial Management, Inc.'s principal office is in Shelby, NC, according to its Form ADV.

**Is Mauney-Pitt Financial Management, Inc. registered with the SEC or a state?**
Mauney-Pitt Financial Management, Inc. is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 337870.

**How much does Mauney-Pitt Financial Management, Inc. manage?**
Mauney-Pitt Financial Management, Inc. reports $418,000,000 in regulatory assets under management in its Form ADV filing dated July 6, 2026 (100% discretionary).

**What types of clients does Mauney-Pitt Financial Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (550); high net worth individuals (150); pension and profit sharing plans (but not the plan participants or government pension plans) (5).

**Which custodians does Mauney-Pitt Financial Management, Inc. use?**
Mauney-Pitt Financial Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Mauney-Pitt Financial Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/337870

**Does Mauney-Pitt Financial Management, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated July 6, 2026 says: "Mauney-Pitt generally does not impose a minimum relationship size."

**What changed in Mauney-Pitt Financial Management, Inc.'s recent Form ADV filings?**
In the August 2026 filing data: Employees performing advisory functions went from 2 to 3.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated July 6, 2026)

- Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states)

> Wealth management fees range up to 1.50% annually based on several factors, including: the scope and complexity of the services to be provided; the level of assets to be managed; and the overall relationship with the Advisor.

- Account minimum: None

> Mauney-Pitt generally does not impose a minimum relationship size.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Raymond James & Associates, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $418,000,000
- Discretionary: $418,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 550 | $143,000,000 |
| High net worth individuals | 150 | $268,000,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $5,000,000 |
| Charitable organizations | Fewer than 5 | $500,000 |
| Insurance companies | Fewer than 5 | $1,500,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 6 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NC, OK, SC, TN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- mauney-pitt.com

## Changes in the filing (last 12 months)

### August 2026
- Employees performing advisory functions went from 2 to 3.

### June 2026
- Regulatory assets under management went from $0 to $418,000,000.

### April 2026
- Registered or notice-filed in FL, OK, SC, TN.

### February 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mauney-Pitt Financial Management, Inc. (CRD 337870): Form ADV filing data as of October 2026.