{
  "crd_number": 337870,
  "slug": "mauney-pitt-financial-management-inc-shelby-nc-337870",
  "primary_business_name": "MAUNEY-PITT FINANCIAL MANAGEMENT, INC.",
  "legal_name": "MAUNEY-PITT FINANCIAL MANAGEMENT, INC.",
  "dbas": [],
  "city": "Shelby",
  "state": "NC",
  "country": "United States",
  "cbsa_code": "43140",
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2026-01-30",
  "years_registered": 0,
  "period": "2026-10-01",
  "filing_date": "2026-07-06",
  "carried_forward": false,
  "raum_total": 418000000.0,
  "raum_discretionary": 418000000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 6,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 500000.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 143000000.0,
      "count": 550
    },
    "insurance_companies": {
      "raum": 1500000.0,
      "count": null,
      "fewer_than_5": true
    },
    "pension_profit_sharing": {
      "raum": 5000000.0,
      "count": 5
    },
    "high_net_worth_individuals": {
      "raum": 268000000.0,
      "count": 150
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "NC",
    "OK",
    "SC",
    "TN"
  ],
  "websites": [
    "https://mauney-pitt.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/337870",
  "city_as_filed": "SHELBY",
  "url": "https://advisorcensus.com/firm/mauney-pitt-financial-management-inc-shelby-nc-337870",
  "display_name": "Mauney-Pitt Financial Management, Inc.",
  "summary": "Mauney-Pitt Financial Management, Inc. is an SEC-registered investment advisory firm in Shelby, NC, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 6, 2026.",
  "citation": "AdvisorCensus. Mauney-Pitt Financial Management, Inc. (CRD 337870): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Mauney-Pitt Financial Management, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Mauney-Pitt Financial Management, Inc. reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Mauney-Pitt Financial Management, Inc. charge?",
      "a": "Its Form ADV Part 2A brochure dated July 6, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Mauney-Pitt Financial Management, Inc. located?",
      "a": "Mauney-Pitt Financial Management, Inc.'s principal office is in Shelby, NC, according to its Form ADV."
    },
    {
      "q": "Is Mauney-Pitt Financial Management, Inc. registered with the SEC or a state?",
      "a": "Mauney-Pitt Financial Management, Inc. is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 337870."
    },
    {
      "q": "How much does Mauney-Pitt Financial Management, Inc. manage?",
      "a": "Mauney-Pitt Financial Management, Inc. reports $418,000,000 in regulatory assets under management in its Form ADV filing dated July 6, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Mauney-Pitt Financial Management, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (550); high net worth individuals (150); pension and profit sharing plans (but not the plan participants or government pension plans) (5)."
    },
    {
      "q": "Which custodians does Mauney-Pitt Financial Management, Inc. use?",
      "a": "Mauney-Pitt Financial Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Mauney-Pitt Financial Management, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/337870"
    },
    {
      "q": "Does Mauney-Pitt Financial Management, Inc. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated July 6, 2026 says: \"Mauney-Pitt generally does not impose a minimum relationship size.\""
    },
    {
      "q": "What changed in Mauney-Pitt Financial Management, Inc.'s recent Form ADV filings?",
      "a": "In the August 2026 filing data: Employees performing advisory functions went from 2 to 3."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Employees performing advisory functions went from 2 to 3."
      ]
    },
    {
      "period": "2026-06-01",
      "period_label": "June 2026",
      "notes": [
        "Regulatory assets under management went from $0 to $418,000,000."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Registered or notice-filed in FL, OK, SC, TN."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Newly registered with the SEC."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated July 6, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "1.5% of assets a year",
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "Wealth management fees range up to 1.50% annually based on several factors, including: the scope and complexity of the services to be provided; the level of assets to be managed; and the overall relationship with the Advisor."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "Mauney-Pitt generally does not impose a minimum relationship size."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": 1.5,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Wealth management fees range up to 1.50% annually based on several factors, including: the scope and complexity of the services to be provided; the level of assets to be managed; and the overall relationship with the Advisor.",
      "Mauney-Pitt generally does not impose a minimum relationship size."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Raymond James & Associates, Inc.",
      "name_as_filed": "RAYMOND JAMES & ASSOCIATES, INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/mauney-pitt-financial-management-inc-shelby-nc-337870.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 550,
      "fewer_than_5": false,
      "raum": 143000000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 150,
      "fewer_than_5": false,
      "raum": 268000000.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 5,
      "fewer_than_5": false,
      "raum": 5000000.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 500000.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": null,
      "fewer_than_5": true,
      "raum": 1500000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/337870",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}