# Matty AI Inc.

> Matty AI Inc. is an SEC-registered investment advisory firm in Greenville, SC, registered since 2021, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 13, 2026.

- CRD: 317016
- Filed as: MATTY AI INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Greenville, SC
- Filing period: October 2026
- Form ADV filing dated: March 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/317016
- AdvisorCensus page: https://advisorcensus.com/firm/matty-ai-inc-greenville-sc-317016

## Quick answers

**How is Matty AI Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Matty AI Inc. reports these compensation arrangements: other.

**How much does Matty AI Inc. charge?**
Its Form ADV Part 2A brochure dated March 13, 2026 states: Asset-based fee: 3% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Matty AI Inc. located?**
Matty AI Inc.'s principal office is in Greenville, SC, according to its Form ADV.

**Is Matty AI Inc. registered with the SEC or a state?**
Matty AI Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 317016.

**How much does Matty AI Inc. manage?**
Matty AI Inc. reports $39,330 in regulatory assets under management in its Form ADV filing dated March 13, 2026 (100% discretionary).

**How have Matty AI Inc.'s assets and staff changed since 2022?**
In the Form ADV data for Matty AI Inc.: Regulatory assets under management: $4,089 in the October 2022 data and $39,330 in the October 2026 data, up 862%. Total employees: 2 in October 2022 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Matty AI Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (135).

**Which custodians does Matty AI Inc. use?**
Matty AI Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Alpaca Securities LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Matty AI Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/317016

**Does Matty AI Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 13, 2026 says: "In general, we do not require a minimum dollar amount to open and maintain an advisory account."

## From the Form ADV filing

### Compensation (Item 5.E)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 13, 2026)

- Asset-based fee: 3% of assets a year

> The service fee you pay will be outlined in Terms of Use and will be 3% of funds added to your AI account.

- Account minimum: None

> In general, we do not require a minimum dollar amount to open and maintain an advisory account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Alpaca Securities LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $39,330
- Discretionary: $39,330
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 135 | $39,330 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (4 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NC, SC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- matty.ai
- Facebook @mattyinvestments
- Instagram @matty.investments
- X @MattyInvestmen1

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $4,089 | 2 | March 17, 2022 |
| October 2023 | $60,836 | 2 | March 31, 2023 |
| October 2024 | $36,365 | 2 | March 13, 2024 |
| October 2025 | $36,582 | 2 | March 7, 2025 |
| October 2026 | $39,330 | 2 | March 13, 2026 |

Regulatory assets under management: $4,089 in the October 2022 data and $39,330 in the October 2026 data, up 862%.
Total employees: 2 in October 2022 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Matty AI Inc. (CRD 317016): Form ADV filing data as of October 2026.