# Mattson Financial Services, LLC

> Mattson Financial Services, LLC is an SEC-registered investment advisory firm in Kentwood, MI, registered since 2021, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated June 16, 2026.

- CRD: 153067
- Filed as: MATTSON FINANCIAL SERVICES, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Kentwood, MI
- Filing period: October 2026
- Form ADV filing dated: June 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/153067
- AdvisorCensus page: https://advisorcensus.com/firm/mattson-financial-services-llc-kentwood-mi-153067

## Quick answers

**How is Mattson Financial Services, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Mattson Financial Services, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**How much does Mattson Financial Services, LLC charge?**
Its Form ADV Part 2A brochure dated June 16, 2026 states: Hourly rate: $300 an hour (financial planning and consulting fees). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Mattson Financial Services, LLC located?**
Mattson Financial Services, LLC's principal office is in Kentwood, MI, according to its Form ADV.

**Is Mattson Financial Services, LLC registered with the SEC or a state?**
Mattson Financial Services, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 153067.

**How much does Mattson Financial Services, LLC manage?**
Mattson Financial Services, LLC reports $514,980,868 in regulatory assets under management in its Form ADV filing dated June 16, 2026 (100% discretionary).

**How have Mattson Financial Services, LLC's assets and staff changed since 2021?**
In the Form ADV data for Mattson Financial Services, LLC: Regulatory assets under management: $191,188,848 in the October 2021 data and $514,980,868 in the October 2026 data, up 169%. Total employees: 4 in October 2021 and 22 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Mattson Financial Services, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,000); high net worth individuals (127).

**Which custodians does Mattson Financial Services, LLC use?**
Mattson Financial Services, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab as a custodian holding 10% or more of its separately managed account assets.

**Does Mattson Financial Services, LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/153067

**What changed in Mattson Financial Services, LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $386,968,026 to $514,980,868 (+33%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated June 16, 2026)

- Hourly rate: $300 an hour (financial planning and consulting fees)

> Financial planning and consulting fees are set hourly and start at $300 per hour.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $514,980,868
- Discretionary: $514,734,350
- Non-discretionary: $246,518

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1,000 | $287,536,192 |
| High net worth individuals | 127 | $227,444,676 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2021 (5 years)
- Employees: 22 total, 9 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: FL, MI, TX
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/153067

### Websites listed on Form ADV (Item 1.I)
- mattsonfinancial.com
- Facebook @MATTSONFINANCIAL
- Instagram @EXPLORE
- LinkedIn @mattson-financial-services-llc
- YouTube @UC_KC9XYWZWU-3J00LKE0EOA

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $191,188,848 | 4 | September 21, 2021 |
| October 2022 | $226,000,562 | 5 | September 14, 2022 |
| October 2023 | $233,728,861 | 5 | February 9, 2023 |
| October 2024 | $295,579,530 | 7 | September 19, 2024 |
| October 2025 | $386,968,026 | 8 | February 24, 2025 |
| October 2026 | $514,980,868 | 22 | June 16, 2026 |

Regulatory assets under management: $191,188,848 in the October 2021 data and $514,980,868 in the October 2026 data, up 169%.
Total employees: 4 in October 2021 and 22 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $386,968,026 to $514,980,868 (+33%).

### December 2025
- Employees performing advisory functions went from 8 to 9.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mattson Financial Services, LLC (CRD 153067): Form ADV filing data as of October 2026.