{ "crd_number": 335193, "slug": "matson-capital-llc-mason-oh-335193", "primary_business_name": "MATSON CAPITAL LLC", "legal_name": "MATSON CAPITAL LLC", "dbas": [], "city": "Mason", "state": "OH", "country": "United States", "cbsa_code": "17140", "metro": { "cbsa_code": "17140", "common_name": "Cincinnati", "msa_name": "Cincinnati, OH-KY-IN", "path": "/advisors/oh/cincinnati" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2025-05-30", "years_registered": 1, "period": "2026-10-01", "filing_date": "2026-05-15", "carried_forward": false, "raum_total": null, "raum_discretionary": null, "raum_non_discretionary": null, "raum_band": "not_reported", "raum_band_label": "Not reported", "total_employees": 10, "advisory_employees": 4, "client_count_bucket": null, "clients_by_type": null, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "educational_seminars", "financial_planning", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AK", "AL", "AR", "AZ", "CA", "CO", "CT", "DC", "DE", "FL", "GA", "HI", "IA", "ID", "IL", "IN", "KS", "KY", "LA", "MA", "MD", "ME", "MI", "MN", "MO", "MS", "MT", "NC", "ND", "NE", "NH", "NJ", "NM", "NV", "NY", "OH", "OK", "OR", "PA", "PR", "RI", "SC", "SD", "TN", "TX", "UT", "VA", "VT", "WA", "WI", "WV", "WY" ], "websites": [ "https://adx.matsonmoney.com", "https://facebook.com/MATSONMONEY", "https://facebook.com/profile.php?id=61577157347272", "https://instagram.com/MATSONMONEY", "https://instagram.com/markmatson1", "https://investing.science", "https://lifeonpurpose.com", "https://lifeonpurpose.net", "https://lifeonpurpose.us", "https://linkedin.com/COMPANY/MATSON-MONEY", "https://linkedin.com/in/markmatson", "https://markmatsoncomplaints.com", "https://markmatsonreviews.com", "https://markmatsonscams.com", "https://matson.capital", "https://matsonmoney.com", "https://matsonmoney.net", "https://ria.matsonmoney.com", "https://tiktok.com/@THE.MARKMATSON", "https://vimeo.com/user103024884", "https://x.com/MARKMATSON", "https://x.com/MATSONMONEY", "https://youtube.com/@mark_matson", "https://youtube.com/matsonmoney" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/335193", "city_as_filed": "MASON", "url": "https://advisorcensus.com/firm/matson-capital-llc-mason-oh-335193", "display_name": "Matson Capital LLC", "summary": "Matson Capital LLC is an SEC-registered investment advisory firm in Mason, OH, registered since 2025, with no regulatory assets under management reported in its Form ADV filing dated May 15, 2026.", "citation": "AdvisorCensus. Matson Capital LLC (CRD 335193): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Financial planning services", "Selection of other advisers (including private fund managers)", "Educational seminars/workshops" ], "quick_answers": [ { "q": "How is Matson Capital LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Matson Capital LLC reports these compensation arrangements: a percentage of assets under its management." }, { "q": "Where is Matson Capital LLC located?", "a": "Matson Capital LLC's principal office is in Mason, OH, according to its Form ADV; the June 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Matson Capital LLC registered with the SEC or a state?", "a": "Matson Capital LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 335193." }, { "q": "How have Matson Capital LLC's assets and staff changed since 2025?", "a": "In the Form ADV data for Matson Capital LLC: Total employees: 12 in October 2025 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "Does Matson Capital LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/335193" }, { "q": "Does Matson Capital LLC state an account minimum?", "a": "Its Form ADV Part 2A brochure dated May 15, 2026 says: \"Matson Capital Clients primarily include individuals, high net worth individuals, pension and profit-sharing accounts, trusts, estates, charitable organizations and business entities. Matson Capital has no minimum investment amount.\"" }, { "q": "What changed in Matson Capital LLC's recent Form ADV filings?", "a": "In the June 2026 filing data: Employees performing advisory functions went from 5 to 4. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2025-10-01", "regulatory_assets_under_management": 0.0, "total_employees": 12, "filing_date": "2025-05-09" }, { "period": "2026-10-01", "regulatory_assets_under_management": null, "total_employees": 10, "filing_date": "2026-05-15" } ], "recent_changes": [ { "period": "2026-06-01", "period_label": "June 2026", "notes": [ "Employees performing advisory functions went from 5 to 4.", "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 6 to 5.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated May 15, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "None", "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: None" ], "quotes": [ "Matson Capital Clients primarily include individuals, high net worth individuals, pension and profit-sharing accounts, trusts, estates, charitable organizations and business entities. Matson Capital has no minimum investment amount." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": 0.0, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "Matson Capital Clients primarily include individuals, high net worth individuals, pension and profit-sharing accounts, trusts, estates, charitable organizations and business entities. Matson Capital has no minimum investment amount." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/matson-capital-llc-mason-oh-335193.md", "clients": [], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/335193", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }