# Mathies Financial Partners

> Mathies Financial Partners is an SEC-registered investment advisory firm in Pueblo, CO, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 16, 2026.

- CRD: 150079
- Filed as: MATHIES FINANCIAL PARTNERS
- Legal name: Prestige Wealth Management, LLC
- Also doing business as: ESTATE AND ELDER PLANNING CENTER, PRESTIGE FINANCIAL ACADEMY
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Pueblo, CO
- Filing period: October 2026
- Form ADV filing dated: July 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/150079
- AdvisorCensus page: https://advisorcensus.com/firm/mathies-financial-partners-pueblo-co-150079

## Quick answers

**How is Mathies Financial Partners compensated?**
On its Form ADV (Item 5.E, October 2026), Mathies Financial Partners reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Mathies Financial Partners located?**
Mathies Financial Partners' principal office is in Pueblo, CO, according to its Form ADV; the August 2026 filing also lists 4 other offices (Schedule D, Section 1.F).

**Is Mathies Financial Partners registered with the SEC or a state?**
Mathies Financial Partners is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 150079.

**How much does Mathies Financial Partners manage?**
Mathies Financial Partners reports $103,963,088 in regulatory assets under management in its Form ADV filing dated July 16, 2026 (100% discretionary).

**What types of clients does Mathies Financial Partners serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (298); high net worth individuals (26).

**Which custodians does Mathies Financial Partners use?**
Mathies Financial Partners' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Axos Clearing LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Mathies Financial Partners report any disciplinary disclosures?**
Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), and 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/150079

**What changed in Mathies Financial Partners' recent Form ADV filings?**
In the August 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Axos Clearing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $103,963,088
- Discretionary: $103,963,088
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 298 | $61,075,540 |
| High net worth individuals | 26 | $42,887,548 |

### Advisory services (Item 5.G)
- Financial planning services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 2026 (0 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CO, TX
- Disclosures (Item 11): Reports 3 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/150079

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Colorado Springs, CO
- Cortez, CO
- Englewood, CO
- Scottsdale, AZ

### Websites listed on Form ADV (Item 1.I)
- mathiesfp.com
- Facebook @MathiesFP
- Instagram @mathies_financial_partners

## Changes in the filing (last 12 months)

### August 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mathies Financial Partners (CRD 150079): Form ADV filing data as of October 2026.