{
  "crd_number": 150079,
  "slug": "mathies-financial-partners-pueblo-co-150079",
  "primary_business_name": "MATHIES FINANCIAL PARTNERS",
  "legal_name": "PRESTIGE WEALTH MANAGEMENT, LLC",
  "dbas": [
    "ESTATE AND ELDER PLANNING CENTER",
    "PRESTIGE FINANCIAL ACADEMY"
  ],
  "city": "Pueblo",
  "state": "CO",
  "country": "United States",
  "cbsa_code": "39380",
  "metro": {
    "cbsa_code": "39380",
    "common_name": "Pueblo",
    "msa_name": "Pueblo, CO",
    "path": "/advisors/co/pueblo"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2026-07-16",
  "years_registered": 0,
  "period": "2026-10-01",
  "filing_date": "2026-07-16",
  "carried_forward": false,
  "raum_total": 103963088.0,
  "raum_discretionary": 103963088.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 4,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 61075540.0,
      "count": 298
    },
    "high_net_worth_individuals": {
      "raum": 42887548.0,
      "count": 26
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "periodicals_newsletters",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 3,
  "states_registered": [
    "AZ",
    "CO",
    "TX"
  ],
  "websites": [
    "https://facebook.com/MathiesFP",
    "https://instagram.com/mathies_financial_partners",
    "https://mathiesfp.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/150079",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.D(5)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?"
    }
  ],
  "city_as_filed": "PUEBLO",
  "url": "https://advisorcensus.com/firm/mathies-financial-partners-pueblo-co-150079",
  "display_name": "Mathies Financial Partners",
  "summary": "Mathies Financial Partners is an SEC-registered investment advisory firm in Pueblo, CO, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 16, 2026.",
  "citation": "AdvisorCensus. Mathies Financial Partners (CRD 150079): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Selection of other advisers (including private fund managers)",
    "Publication of periodicals or newsletters",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Mathies Financial Partners compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Mathies Financial Partners reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Mathies Financial Partners located?",
      "a": "Mathies Financial Partners' principal office is in Pueblo, CO, according to its Form ADV; the August 2026 filing also lists 4 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Mathies Financial Partners registered with the SEC or a state?",
      "a": "Mathies Financial Partners is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 150079."
    },
    {
      "q": "How much does Mathies Financial Partners manage?",
      "a": "Mathies Financial Partners reports $103,963,088 in regulatory assets under management in its Form ADV filing dated July 16, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Mathies Financial Partners serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (298); high net worth individuals (26)."
    },
    {
      "q": "Which custodians does Mathies Financial Partners use?",
      "a": "Mathies Financial Partners' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Axos Clearing LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Mathies Financial Partners report any disciplinary disclosures?",
      "a": "Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), and 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/150079"
    },
    {
      "q": "What changed in Mathies Financial Partners' recent Form ADV filings?",
      "a": "In the August 2026 filing data: Newly registered with the SEC."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Newly registered with the SEC."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Axos Clearing LLC",
      "name_as_filed": "AXOS CLEARING LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/mathies-financial-partners-pueblo-co-150079.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 298,
      "fewer_than_5": false,
      "raum": 61075540.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 26,
      "fewer_than_5": false,
      "raum": 42887548.0
    }
  ],
  "disclosure_line": "Reports 3 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/150079",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}