# Maseco Private Wealth

> Maseco Private Wealth is an SEC-registered investment advisory firm in London, United Kingdom, registered since 2008, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated August 7, 2026.

- CRD: 147686
- Filed as: MASECO PRIVATE WEALTH
- Legal name: Maseco LLP
- Also doing business as: MASECO INSTITUTIONAL, MASECO PRIVATE WEALTH
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: London, United Kingdom
- Filing period: October 2026
- Form ADV filing dated: August 7, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/147686
- AdvisorCensus page: https://advisorcensus.com/firm/maseco-private-wealth-london-147686

## Quick answers

**How is Maseco Private Wealth compensated?**
On its Form ADV (Item 5.E, October 2026), Maseco Private Wealth reports these compensation arrangements: a percentage of assets under its management.

**How much does Maseco Private Wealth charge?**
Its Form ADV Part 2A brochure dated July 31, 2026 states: Up to $500,000: 1.25% a year; $500,001 to $1,000,000: 1% a year; $1,000,001 to $2,500,000: 0.9% a year; $2,500,001 to $5,000,000: 0.8% a year; Above $5,000,001: 0.7% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Maseco Private Wealth located?**
Maseco Private Wealth's principal office is in London, United Kingdom, according to its Form ADV.

**Is Maseco Private Wealth registered with the SEC or a state?**
Maseco Private Wealth is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 147686.

**How much does Maseco Private Wealth manage?**
Maseco Private Wealth reports $4,957,724,955 in regulatory assets under management in its Form ADV filing dated August 7, 2026 (74% discretionary).

**How have Maseco Private Wealth's assets and staff changed since 2021?**
In the Form ADV data for Maseco Private Wealth: Regulatory assets under management: $2,191,257,337 in the October 2021 data and $4,957,724,955 in the October 2026 data, up 126%. Total employees: 70 in October 2021 and 129 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Maseco Private Wealth serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (2,723); high net worth individuals (720); charitable organizations (67).

**Which custodians does Maseco Private Wealth use?**
Maseco Private Wealth's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing Advisor Solutions LLC and Raymond James Wealth Management Limited as custodians holding 10% or more of its separately managed account assets.

**Does Maseco Private Wealth report any disciplinary disclosures?**
Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/147686

**Does Maseco Private Wealth state an account minimum?**
Its Form ADV Part 2A brochure dated July 31, 2026 says: "A minimum of $1,000,000 of assets under management is generally required for this service. This minimum account size may be negotiable under certain circumstances."

**What changed in Maseco Private Wealth's recent Form ADV filings?**
In the September 2026 filing data: Registered or notice-filed in AK, AL, AR, DE, ID, IN, KS, KY, MN, MO, MS, MT, ND, NE, NM, OK, OR, PR, SD, VI, WV, WY. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated July 31, 2026)

- Up to $500,000: 1.25% a year
- $500,001 to $1,000,000: 1% a year
- $1,000,001 to $2,500,000: 0.9% a year
- $2,500,001 to $5,000,000: 0.8% a year
- Above $5,000,001: 0.7% a year

> MASECO charges its fees on the basis of the sliding scale set out below. Whilst MASECO believes its fees to be competitive, clients should be aware that lower fees for comparable services may be available from other sources.

> First $500,000 1.25% $500,001 - $1,000,000 1.00% $1,000,001 - $2,500,000 0.90% $2,500,001 - $5,000,000 0.80% Over $5,000,001 0.70%

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> A minimum of $1,000,000 of assets under management is generally required for this service. This minimum account size may be negotiable under certain circumstances.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Pershing Advisor Solutions LLC
- Raymond James Wealth Management Limited

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $4,957,724,955
- Discretionary: $3,689,624,433
- Non-discretionary: $1,268,100,522

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 2,723 | $2,117,322,828 |
| High net worth individuals | 720 | $2,800,006,577 |
| Charitable organizations | 67 | $40,395,550 |
| Insurance companies | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 2008 (18 years)
- Employees: 129 total, 24 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports 3 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/147686

### Websites listed on Form ADV (Item 1.I)
- maseco.co.uk/KIIDS
- masecoprivatewealth.com
- podcasts.apple.com/gb/podcast/maseco-in-conversation-with/id1701587800
- spotify.link/rLCzH5bG1Jb
- Facebook facebook.com
- LinkedIn @MASECO-PRIVATE-WEALTH
- X @maseco_pw
- YouTube @MASECOPRIVATEWEALTH

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $2,191,257,337 | 70 | June 24, 2021 |
| October 2022 | $2,421,044,380 | 80 | June 21, 2022 |
| October 2023 | $2,677,438,990 | 92 | June 27, 2023 |
| October 2024 | $3,270,804,576 | 109 | September 20, 2024 |
| October 2025 | $3,829,868,260 | 125 | July 22, 2025 |
| October 2026 | $4,957,724,955 | 129 | August 7, 2026 |

Regulatory assets under management: $2,191,257,337 in the October 2021 data and $4,957,724,955 in the October 2026 data, up 126%.
Total employees: 70 in October 2021 and 129 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Registered or notice-filed in AK, AL, AR, DE, ID, IN, KS, KY, MN, MO, MS, MT, ND, NE, NM, OK, OR, PR, SD, VI, WV, WY.
- Updated its list of owners and control persons (Schedule A).

### August 2026
- Item 11 disclosure answers changed: 3 yes answers, previously 0 (now yes: 11.C(2), 11.C(5), 11.D(4)).
- Updated its list of owners and control persons (Schedule A).

### July 2026
- Regulatory assets under management went from $3,829,868,260 to $4,957,724,955 (+29%).

### January 2026
- Registered or notice-filed in IA, NV.
- No longer registered or notice-filed in MN, MS.

### December 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Maseco Private Wealth (CRD 147686): Form ADV filing data as of October 2026.