# Martin W. Rosenzveig & Co., LLC

> Martin W. Rosenzveig & Co., LLC is a state-registered investment advisory firm, registered since 2018, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 16, 2026.

- CRD: 294583
- Filed as: MARTIN W. ROSENZVEIG & CO., LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: March 16, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/294583
- AdvisorCensus page: https://advisorcensus.com/firm/martin-w-rosenzveig-and-co-llc-294583

## Quick answers

**How is Martin W. Rosenzveig & Co., LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Martin W. Rosenzveig & Co., LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Martin W. Rosenzveig & Co., LLC registered with the SEC or a state?**
Martin W. Rosenzveig & Co., LLC is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 294583.

**How much does Martin W. Rosenzveig & Co., LLC manage?**
Martin W. Rosenzveig & Co., LLC reports $22,652,451 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (96% discretionary).

**What types of clients does Martin W. Rosenzveig & Co., LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (10); high net worth individuals (9).

**Does Martin W. Rosenzveig & Co., LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/294583

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $22,652,451
- Discretionary: $21,694,621
- Non-discretionary: $957,830

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 10 | $5,117,835 |
| High net worth individuals | 9 | $16,576,786 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $957,830 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2018 (8 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, LA, MI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Martin W. Rosenzveig & Co., LLC (CRD 294583): Form ADV filing data as of October 2026.