# Marshall Wace Middle East

> Marshall Wace Middle East is an exempt reporting adviser in Abu Dhabi, United Arab Emirates, filing reports since 2025. Exempt reporting advisers do not report regulatory assets under management on Form ADV.

- CRD: 334846
- Filed as: MARSHALL WACE MIDDLE EAST
- Legal name: Marshall Wace Middle East Ltd
- Reporting status: Exempt reporting adviser (status as filed: ERA - Active)
- Location: Abu Dhabi, United Arab Emirates
- Filing period: October 2026
- Form ADV filing dated: May 29, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/334846
- AdvisorCensus page: https://advisorcensus.com/firm/marshall-wace-middle-east-abu-dhabi-334846

## Quick answers

**Where is Marshall Wace Middle East located?**
Marshall Wace Middle East's principal office is in Abu Dhabi, United Arab Emirates, according to its Form ADV.

**How does Marshall Wace Middle East report to regulators?**
Marshall Wace Middle East is an exempt reporting adviser, filing reports since 2025. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 334846.

**Does Marshall Wace Middle East report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/334846

**What changed in Marshall Wace Middle East's recent Form ADV filings?**
In the June 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Firm details
- Reporting since: 2025 (1 year)
- Employees: Not reported total, Not reported performing advisory functions
- Wrap fee program participation: Not reported
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/334846

### Websites listed on Form ADV (Item 1.I)
- [mwam.com](https://mwam.com)
- LinkedIn @MARSHALL-WACE

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | Not reported | Not reported | May 29, 2025 |
| October 2026 | Not reported | Not reported | May 29, 2026 |


## Changes in the filing (last 12 months)

### June 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Marshall Wace Middle East (CRD 334846): Form ADV filing data as of October 2026.