# Marketocracy Capital Management LLC

> Marketocracy Capital Management LLC is an SEC-registered investment advisory firm, registered since 2000, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 23, 2018.

- CRD: 109168
- Filed as: MARKETOCRACY CAPITAL MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: July 23, 2018
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/109168
- AdvisorCensus page: https://advisorcensus.com/firm/marketocracy-capital-management-llc-109168

## Quick answers

**How is Marketocracy Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Marketocracy Capital Management LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Marketocracy Capital Management LLC registered with the SEC or a state?**
Marketocracy Capital Management LLC is an SEC-registered investment advisory firm, registered since 2000. Status as filed: Approved. CRD 109168.

**How much does Marketocracy Capital Management LLC manage?**
Marketocracy Capital Management LLC reports $6,000,000 in regulatory assets under management in its Form ADV filing dated July 23, 2018 (100% discretionary).

**How have Marketocracy Capital Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Marketocracy Capital Management LLC: Regulatory assets under management: $6,000,000 in the October 2021 data and $6,000,000 in the October 2026 data, unchanged. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Marketocracy Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (50).

**Does Marketocracy Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109168

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $6,000,000
- Discretionary: $6,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 50 | $6,000,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2000 (26 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: Yes
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- mcm.marketocracy.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $6,000,000 | 2 | July 23, 2018 |
| October 2022 | $6,000,000 | 2 | July 23, 2018 |
| October 2023 | $6,000,000 | 2 | July 23, 2018 |
| October 2024 | $6,000,000 | 2 | July 23, 2018 |
| October 2025 | $6,000,000 | 2 | July 23, 2018 |
| October 2026 | $6,000,000 | 2 | July 23, 2018 |

Regulatory assets under management: $6,000,000 in the October 2021 data and $6,000,000 in the October 2026 data, unchanged.
Total employees: 2 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Marketocracy Capital Management LLC (CRD 109168): Form ADV filing data as of October 2026.