# Mark P. Shively

> Mark P. Shively is a state-registered investment advisory firm, registered since 1999, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 113557
- Filed as: MARK P. SHIVELY
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Colorado
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/113557
- AdvisorCensus page: https://advisorcensus.com/firm/mark-p-shively-113557

## Quick answers

**How is Mark P. Shively compensated?**
On its Form ADV (Item 5.E, October 2026), Mark P. Shively reports these compensation arrangements: a percentage of assets under its management.

**Is Mark P. Shively registered with the SEC or a state?**
Mark P. Shively is a state-registered investment advisory firm, registered since 1999. Status as filed: APPROVED. CRD 113557.

**How much does Mark P. Shively manage?**
Mark P. Shively reports $9,060,000 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**What types of clients does Mark P. Shively serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (11).

**Does Mark P. Shively report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/113557

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $9,060,000
- Discretionary: $9,060,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $316,630 |
| High net worth individuals | 11 | $8,743,370 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters

### Firm details
- Registered since: 1999 (27 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mark P. Shively (CRD 113557): Form ADV filing data as of October 2026.