# Mark Gillam Enterprises

> Mark Gillam Enterprises is an SEC-registered investment advisory firm in Fair Oaks, CA, registered since 2001, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 11, 2026.

- CRD: 108632
- Filed as: MARK GILLAM ENTERPRISES
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Fair Oaks, CA
- Filing period: October 2026
- Form ADV filing dated: August 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/108632
- AdvisorCensus page: https://advisorcensus.com/firm/mark-gillam-enterprises-fair-oaks-ca-108632

## Quick answers

**How is Mark Gillam Enterprises compensated?**
On its Form ADV (Item 5.E, October 2026), Mark Gillam Enterprises reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions; other.

**How much does Mark Gillam Enterprises charge?**
Its Form ADV Part 2A brochure dated August 11, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states); Flat fee: $250 to $10,000 (creating client financial plans); Hourly rate: $250 an hour. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Mark Gillam Enterprises located?**
Mark Gillam Enterprises' principal office is in Fair Oaks, CA, according to its Form ADV.

**Is Mark Gillam Enterprises registered with the SEC or a state?**
Mark Gillam Enterprises is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 108632.

**How much does Mark Gillam Enterprises manage?**
Mark Gillam Enterprises reports $210,312,142 in regulatory assets under management in its Form ADV filing dated August 11, 2026 (4% discretionary).

**How have Mark Gillam Enterprises' assets and staff changed since 2021?**
In the Form ADV data for Mark Gillam Enterprises: Regulatory assets under management: $200,877,603 in the October 2021 data and $210,312,142 in the October 2026 data, up 5%. Total employees: 6 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Mark Gillam Enterprises serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (69); high net worth individuals (39); charitable organizations (2).

**Which custodians does Mark Gillam Enterprises use?**
Mark Gillam Enterprises' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Mark Gillam Enterprises report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108632

**Does Mark Gillam Enterprises state an account minimum?**
Its Form ADV Part 2A brochure dated August 11, 2026 says: "There is an account minimum of $250,000, which may be waived by MGE in its discretion."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other

### Fees and minimums (Form ADV Part 2A brochure dated August 11, 2026)

- Asset-based fee: up to 2% of assets a year (the maximum the brochure states)

> These fees are generally negotiable, at MGE’s sole discretion, and the final fee schedule can be found within the investment advisory agreement executed between the client and MGE and will not exceed 2% of assets under management.

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> There is an account minimum of $250,000, which may be waived by MGE in its discretion.

- Flat fee: $250 to $10,000 (creating client financial plans)

> The negotiated fixed rate for creating client financial plans is between $250 and $10,000. Fees are charged in arrears upon completion.

- Hourly rate: $250 an hour

> Hourly Fees The hourly fee for these services is $250. Fees are charged in arrears upon completion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $210,312,142
- Discretionary: $7,635,872
- Non-discretionary: $202,676,270

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 69 | $19,171,188 |
| High net worth individuals | 39 | $177,190,879 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $4,812,124 |
| Charitable organizations | 2 | $9,137,951 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2001 (25 years)
- Employees: 6 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, GA, MO, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $200,877,603 | 6 | April 26, 2021 |
| October 2022 | $219,070,301 | 6 | April 19, 2022 |
| October 2023 | $185,843,762 | 6 | March 21, 2023 |
| October 2024 | $204,398,633 | 6 | March 19, 2024 |
| October 2025 | $200,702,779 | 6 | March 12, 2025 |
| October 2026 | $210,312,142 | 6 | August 11, 2026 |

Regulatory assets under management: $200,877,603 in the October 2021 data and $210,312,142 in the October 2026 data, up 5%.
Total employees: 6 in October 2021 and 6 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mark Gillam Enterprises (CRD 108632): Form ADV filing data as of October 2026.