# Mark Asset Management LP

> Mark Asset Management LP is an SEC-registered investment advisory firm in New York, NY, registered since 1987, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 24, 2026.

- CRD: 105691
- Filed as: MARK ASSET MANAGEMENT LP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: April 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/105691
- AdvisorCensus page: https://advisorcensus.com/firm/mark-asset-management-lp-new-york-ny-105691

## Quick answers

**How is Mark Asset Management LP compensated?**
On its Form ADV (Item 5.E, October 2026), Mark Asset Management LP reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Mark Asset Management LP located?**
Mark Asset Management LP's principal office is in New York, NY, according to its Form ADV.

**Is Mark Asset Management LP registered with the SEC or a state?**
Mark Asset Management LP is an SEC-registered investment advisory firm, registered since 1987. Status as filed: Approved. CRD 105691.

**How much does Mark Asset Management LP manage?**
Mark Asset Management LP reports $1,141,991,985 in regulatory assets under management in its Form ADV filing dated April 24, 2026 (100% discretionary).

**How have Mark Asset Management LP's assets and staff changed since 2021?**
In the Form ADV data for Mark Asset Management LP: Regulatory assets under management: $1,032,231,822 in the October 2021 data and $1,141,991,985 in the October 2026 data, up 11%. Total employees: 10 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Mark Asset Management LP serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (18); charitable organizations (4); pooled investment vehicles (other than investment companies and business development companies) (2).

**Which custodians does Mark Asset Management LP use?**
Mark Asset Management LP's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC and Northern Trust Securities, Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Mark Asset Management LP report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105691

**What changed in Mark Asset Management LP's recent Form ADV filings?**
In the May 2026 filing data: Employees performing advisory functions went from 5 to 7.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Goldman Sachs & Co. LLC
- J.P. Morgan Securities LLC
- Northern Trust Securities, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,141,991,985
- Discretionary: $1,141,991,985
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 18 | $430,088,984 |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $471,436,941 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $25,281,419 |
| Charitable organizations | 4 | $215,184,641 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1987 (39 years)
- Employees: 9 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- markasset.com
- LinkedIn @MARK-ASSET-MANAGEMENT

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,032,231,822 | 10 | March 30, 2021 |
| October 2022 | $1,138,119,798 | 9 | March 31, 2022 |
| October 2023 | $758,653,210 | 9 | March 30, 2023 |
| October 2024 | $786,583,942 | 10 | March 28, 2024 |
| October 2025 | $1,070,649,745 | 10 | July 8, 2025 |
| October 2026 | $1,141,991,985 | 9 | April 24, 2026 |

Regulatory assets under management: $1,032,231,822 in the October 2021 data and $1,141,991,985 in the October 2026 data, up 11%.
Total employees: 10 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Employees performing advisory functions went from 5 to 7.

### February 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mark Asset Management LP (CRD 105691): Form ADV filing data as of October 2026.