# Mariposa Capital Management, LLC

> Mariposa Capital Management, LLC is a state-registered investment advisory firm in Pasadena, CA, registered since 2020, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 150870
- Filed as: MARIPOSA CAPITAL MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Pasadena, CA
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/150870
- AdvisorCensus page: https://advisorcensus.com/firm/mariposa-capital-management-llc-pasadena-ca-150870

## Quick answers

**How is Mariposa Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Mariposa Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other.

**Where is Mariposa Capital Management, LLC located?**
Mariposa Capital Management, LLC's principal office is in Pasadena, CA, according to its Form ADV.

**Is Mariposa Capital Management, LLC registered with the SEC or a state?**
Mariposa Capital Management, LLC is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 150870.

**How much does Mariposa Capital Management, LLC manage?**
Mariposa Capital Management, LLC reports $22,200,000 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**What types of clients does Mariposa Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (12).

**Does Mariposa Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/150870

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $22,200,000
- Discretionary: $22,200,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $3,000,000 |
| High net worth individuals | 12 | $19,200,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2020 (6 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- mariposacap.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mariposa Capital Management, LLC (CRD 150870): Form ADV filing data as of October 2026.