# Mariner Wealth

> Mariner Wealth is an SEC-registered investment advisory firm in Overland Park, KS, registered since 2017, with no regulatory assets under management reported in its Form ADV filing dated September 21, 2026.

- CRD: 289886
- Filed as: MARINER WEALTH
- Legal name: Mariner Wealth Advisors-IC, LLC
- Also doing business as: MARINER, MARINER INSTITUTIONAL, MARINER WEALTH ADVISORS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Overland Park, KS
- Filing period: October 2026
- Form ADV filing dated: September 21, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/289886
- AdvisorCensus page: https://advisorcensus.com/firm/mariner-wealth-overland-park-ks-289886

## Quick answers

**How is Mariner Wealth compensated?**
On its Form ADV (Item 5.E, October 2026), Mariner Wealth reports these compensation arrangements: other.

**Where is Mariner Wealth located?**
Mariner Wealth's principal office is in Overland Park, KS, according to its Form ADV.

**Is Mariner Wealth registered with the SEC or a state?**
Mariner Wealth is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 289886.

**How have Mariner Wealth's assets and staff changed since 2021?**
In the Form ADV data for Mariner Wealth: Total employees: 29 in October 2021 and 65 in October 2026. Assets under management move with markets as well as with clients coming and going.

**Does Mariner Wealth report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/289886

**What changed in Mariner Wealth's recent Form ADV filings?**
In the October 2026 filing data: Registered or notice-filed in MD.

## From the Form ADV filing

### Compensation (Item 5.E)
- Other

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Other

### Firm details
- Registered since: 2017 (8 years)
- Employees: 65 total, 65 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR, AZ, CA, CO, FL, GA, IA, IN, KS, MD, MN, MO, NE, NH, OH, OK, OR, PA, PR, SC, SD, TN, TX, UT, VA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- mariner.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | 29 | July 30, 2021 |
| October 2022 | Not reported | 33 | July 22, 2022 |
| October 2023 | Not reported | 34 | March 30, 2023 |
| October 2024 | Not reported | 37 | July 26, 2024 |
| October 2025 | Not reported | 50 | June 26, 2025 |
| October 2026 | Not reported | 65 | September 21, 2026 |

Total employees: 29 in October 2021 and 65 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Registered or notice-filed in MD.

### July 2026
- Registered or notice-filed in AZ, SC.

### April 2026
- Employees performing advisory functions went from 50 to 65.
- Registered or notice-filed in UT.

### March 2026
- Registered or notice-filed in AR.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mariner Wealth (CRD 289886): Form ADV filing data as of October 2026.