{ "crd_number": 283824, "slug": "mariner-advisor-network-overland-park-ks-283824", "primary_business_name": "MARINER ADVISOR NETWORK", "legal_name": "MARINER INDEPENDENT ADVISOR NETWORK, LLC", "dbas": [ "AERO CAPITAL", "ALADINO FINANCIAL SERVICES", "ALNA WEALTH MANAGEMENT", "AMERICAN FINANCIAL ADVISORS, INC.", "ARAKELIAN WEALTH MANAGEMENT", "ASCEND INTEGRATED WEALTH", "BAKER WEALTH MANAGEMENT", "BLACK STONE FINANCIAL, INC.", "BROOKS WEALTH MANAGEMENT", "BROWN FINANCIAL SERVICES GROUP", "BROWN FINANCIAL SERVICES GROUP OF TEXAS, INC.", "CAMBER WEALTH", "CAMINO ADVISORS", "CAPLAN CAPITAL MANAGEMENT", "CLARITY FINANCIAL PLANNING, INC.", "CLEARLIFE WEALTH MANAGEMENT", "COMMON SENSONOMICS WEALTH MANAGEMENT", "COVENANT WEALTH ADVISORS", "CROW CANYON INVESTMENTS AND FINANCIAL PLANNING", "DIAMOND GROUP WEALTH ADVISORS, THE", "DILDAY AND ASSOCIATES", "DIME AND ASSOCIATES", "ECS CAPITAL INVESTMENTS", "ENRICH360 WEALTH ADVISORS", "EQ PRIVATE WEALTH ADVISORS", "EQUITY DEVELOPMENT CORPORATION", "EXECUTIVE WEALTH STRATEGIES", "HAPPINESS WEALTH MANAGEMENT", "HICKS FINANCIAL SERVICES, LLC", "HUMANITY WEALTH ADVISORS", "IDEAL FINANCIAL ADVISORS LLC", "IMD FINANCIAL, LLC", "INTEGRITY CAPITAL WEALTH MANAGEMENT, LLC", "JSO PARTNERS", "KLEIN INVESTMENT STRATEGIES", "LEGACY WEALTH PLANNING, LLC", "LIGHTHOUSE STRATEGIC ADVISORS, LLC", "LOGIKI FINANCIAL", "MARINER", "MARINER INDEPENDENT", "MASTER PLAN ADVISORY, INC.", "MCCREA ALLEN", "MERCER PARTNERS WEALTH MANAGEMENT", "MILLS WEALTH MANAGEMENT GROUP", "MISSE WEALTH MANAGEMENT", "MULTIGEN WEALTH SERVICES, INC.", "NAPOLI WEALTH MANAGEMENT", "NURTURED WEALTH", "OAK TREE WEALTH MANAGEMENT", "PUTNAM AND MAIN WEALTH MANAGEMENT", "RED TOWER ADVISORS", "RETIREMENT WEALTH ADVISORS, INC.", "RFS WEALTH ADVISORS", "SAIL FINANCIAL", "SAXE CAPITAL", "SLANKSTER FINANCIAL", "SONOMA COUNTY WEALTH ADVISORS", "SPRAGUE WEALTH SOLUTIONS, LLC", "STANFORD FEDERAL CREDIT UNION", "STRATEGIC WEALTH ADVISORS GROUP", "UNIFIED WEALTH ADVISORS", "UNIQUE PLANNING", "VAN KESTEREN CAPITAL MANAGEMENT", "WARNER WEALTH STRATEGIES", "WATCH HILL FINANCIAL, INC", "WATERSHED WEALTH MANAGEMENT", "WEALTH VISION ADVISORS", "WEST CAPITAL WEALTH MANAGEMENT", "WESTERN WEALTH MANAGEMENT, INC.", "WESTLAKE FINANCIAL MANAGEMENT", "ZION CAPITAL WEALTH MANAGEMENT" ], "city": "Overland Park", "state": "KS", "country": "United States", "cbsa_code": "28140", "metro": { "cbsa_code": "28140", "common_name": "Kansas City", "msa_name": "Kansas City, MO-KS", "path": "/advisors/mo/kansas-city" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2016-06-08", "years_registered": 10, "period": "2026-10-01", "filing_date": "2026-05-26", "carried_forward": false, "raum_total": 9568838387.0, "raum_discretionary": 9568838387.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 174, "advisory_employees": 150, "client_count_bucket": null, "clients_by_type": { "other": { "raum": 0.0, "count": 0 }, "charitable": { "raum": 126688128.0, "count": 54 }, "individuals": { "raum": 3815431251.0, "count": 13898 }, "banking_thrift": { "raum": 0.0, "count": 0 }, "state_municipal": { "raum": 0.0, "count": 0 }, "insurance_companies": { "raum": 0.0, "count": 0 }, "investment_companies": { "raum": 0.0, "count": 0 }, "pension_profit_sharing": { "raum": 3505214.0, "count": 3 }, "other_investment_advisers": { "raum": 0.0, "count": 0 }, "high_net_worth_individuals": { "raum": 5505253538.0, "count": 2202 }, "pooled_investment_vehicles": { "raum": 0.0, "count": 0 }, "corporations_other_businesses": { "raum": 117960256.0, "count": 84 }, "business_development_companies": { "raum": 0.0, "count": 0 }, "sovereign_wealth_foreign_official": { "raum": 0.0, "count": 0 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "pension_consulting", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AK", "AL", "AR", "AZ", "CA", "CO", "CT", "DC", "DE", "FL", "GA", "HI", "IA", "ID", "IL", "IN", "KS", "KY", "LA", "MA", "MD", "ME", "MI", "MN", "MO", "MS", "MT", "NC", "ND", "NE", "NH", "NJ", "NM", "NV", "NY", "OH", "OK", "OR", "PA", "RI", "SC", "SD", "TN", "TX", "UT", "VA", "VT", "WA", "WI", "WV", "WY" ], "websites": [ "https://aero.capital", "https://afa-inc.biz", "https://alnafinancial.com", "https://ascendintegratedwealth.com", "https://awmfs.com", "https://brookswmgt.com", "https://brownfsg.com", "https://camberwealth.com", "https://caminoadvisors.com", "https://caplancapital.com", "https://clarityfinancialplanning.com", "https://commonswm.com", "https://covenantok.com", "https://diamondgroupwealthadvisors.com", "https://dimeandassociates.com", "https://ecscapitalinvestments.com", "https://edc.net", "https://enrich360wealth.com", "https://eqpwa.com", "https://ewealthstrategies.com", "https://happinesswealthmanagement.com", "https://humanitywealth.com", "https://integritycapital.com", "https://johnhalladvisor.com", "https://jsopartners.com", "https://kleininvestmentstrategies.com", "https://lefevrefinancial.com", "https://lighthouse-sa.com", "https://logikifinancial.com", "https://lwpreno.com", "https://marineradvisornetwork.com", "https://mercerpartnerswealth.com", "https://multigenws.com", "https://nurturedwealth.com", "https://oaktreewealth.com", "https://redtoweradvisors.com", "https://rfswealth.com", "https://sfcu.org/WEALTH-MANAGEMENT", "https://slanksterfinancial.com", "https://socowealthadvisors.com", "https://swsllc.net", "https://unifiedwa.com", "https://unique-planning.com", "https://vkwealth.com", "https://warnerwealth.com", "https://watchhillfinancial.com", "https://watershedwealthmgt.com", "https://wealthvisionadvisors.com", "https://westcapitalwealthmanagement.com", "https://westernwealthmgt.com", "https://westlakefm.com", "https://zackmattos.com", "https://zioncapital.io" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/283824", "city_as_filed": "OVERLAND PARK", "url": "https://advisorcensus.com/firm/mariner-advisor-network-overland-park-ks-283824", "display_name": "Mariner Advisor Network", "summary": "Mariner Advisor Network is an SEC-registered investment advisory firm in Overland Park, KS, registered since 2016, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated May 26, 2026.", "citation": "AdvisorCensus. Mariner Advisor Network (CRD 283824): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Pension consulting services", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Mariner Advisor Network compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Mariner Advisor Network reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)." }, { "q": "Where is Mariner Advisor Network located?", "a": "Mariner Advisor Network's principal office is in Overland Park, KS, according to its Form ADV; the June 2026 filing also lists 67 other offices (Schedule D, Section 1.F)." }, { "q": "Is Mariner Advisor Network registered with the SEC or a state?", "a": "Mariner Advisor Network is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 283824." }, { "q": "How much does Mariner Advisor Network manage?", "a": "Mariner Advisor Network reports $9,568,838,387 in regulatory assets under management in its Form ADV filing dated May 26, 2026 (100% discretionary)." }, { "q": "How have Mariner Advisor Network's assets and staff changed since 2021?", "a": "In the Form ADV data for Mariner Advisor Network: Regulatory assets under management: $6,375,508,664 in the October 2021 data and $9,568,838,387 in the October 2026 data, up 50%. Total employees: 208 in October 2021 and 174 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Mariner Advisor Network serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (13,898); high net worth individuals (2,202); corporations or other businesses not listed above (84)." }, { "q": "Which custodians does Mariner Advisor Network use?", "a": "Mariner Advisor Network's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and LPL Financial LLC as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Mariner Advisor Network report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/283824" }, { "q": "What changed in Mariner Advisor Network's recent Form ADV filings?", "a": "In the June 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 6375508664.0, "total_employees": 208, "filing_date": "2021-09-23" }, { "period": "2022-10-01", "regulatory_assets_under_management": 6616498087.0, "total_employees": 237, "filing_date": "2022-09-15" }, { "period": "2023-10-01", "regulatory_assets_under_management": 6257201836.0, "total_employees": 237, "filing_date": "2023-08-29" }, { "period": "2024-10-01", "regulatory_assets_under_management": 8146610014.0, "total_employees": 184, "filing_date": "2024-08-16" }, { "period": "2025-10-01", "regulatory_assets_under_management": 8486309662.0, "total_employees": 177, "filing_date": "2025-06-25" }, { "period": "2026-10-01", "regulatory_assets_under_management": 9568838387.0, "total_employees": 174, "filing_date": "2026-05-26" } ], "recent_changes": [ { "period": "2026-06-01", "period_label": "June 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $8,486,309,662 to $9,568,838,387 (+13%).", "Employees performing advisory functions went from 164 to 150.", "Added the business name Logiki Financial.", "No longer lists the business name Rasmussen Advisors.", "No longer lists the business name Oak Wealth Management, LLC.", "No longer lists the business name Stonebridge Global Investments.", "No longer lists the business name Purpose Financial Advisors, LLC.", "No longer lists the business name Providence Wealth Planning, Inc..", "No longer lists the business name Simplified Wealth Management Inc..", "No longer lists the business name Dietz Nextstage Financial Management.", "Changed its office addresses in San Jose, CA.", "Changed its office addresses in Walnut Creek, CA.", "Added an office in Anacortes, WA.", "Added an office in Bloomfield, MI.", "Added an office in Brentwood, CA.", "Added an office in Camarillo, CA.", "Added an office in Columbia Falls, MT.", "Added an office in Houston, TX.", "Added an office in Lewistown, MT.", "Added an office in Long Beach, CA.", "Added an office in Los Gatos, CA.", "Added an office in Metairie, LA.", "Added an office in Oak Park, CA.", "Added an office in Palo Alto, CA.", "Added an office in Rocklin, CA.", "Added an office in Sacremento, CA.", "Added an office in San Ramon, CA.", "Added an office in San Tan Valley, CA.", "Added an office in Santa Clara, CA.", "Added an office in Santa Rosa, CA.", "No longer lists an office in Austin, TX.", "No longer lists an office in Campbell, CA.", "No longer lists an office in Corona, CA.", "No longer lists an office in Denver, CO.", "No longer lists an office in Incline Village, NV.", "No longer lists an office in Monterey, CA.", "No longer lists an office in Morgan Hill, CA.", "No longer lists an office in Nashville, TN.", "No longer lists an office in San Diego, CA.", "No longer lists an office in San Tan Valley, AZ.", "No longer lists an office in South Bend, IN.", "No longer lists an office in Spokane, WA.", "No longer lists an office in Stanford, CA.", "No longer lists an office in Thousand Oaks, CA." ] }, { "period": "2025-11-01", "period_label": "November 2025", "notes": [ "Added the business name Sail Financial.", "Added an office in Austin, TX.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false }, { "name": "LPL Financial LLC", "name_as_filed": "LPL FINANCIAL LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/mariner-advisor-network-overland-park-ks-283824.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 13898, "fewer_than_5": false, "raum": 3815431251.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 2202, "fewer_than_5": false, "raum": 5505253538.0 }, { "type": "banking_thrift", "label": "Banking or thrift institutions", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "business_development_companies", "label": "Business development companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 3, "fewer_than_5": false, "raum": 3505214.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 54, "fewer_than_5": false, "raum": 126688128.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 84, "fewer_than_5": false, "raum": 117960256.0 }, { "type": "other", "label": "Other", "count": 0, "fewer_than_5": false, "raum": 0.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/283824", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }