# Mariaca Wealth Management, LLC

> Mariaca Wealth Management, LLC is an SEC-registered investment advisory firm in Wellington, FL, registered since 2016, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 11, 2026.

- CRD: 164001
- Filed as: MARIACA WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Wellington, FL
- Filing period: October 2026
- Form ADV filing dated: March 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/164001
- AdvisorCensus page: https://advisorcensus.com/firm/mariaca-wealth-management-llc-wellington-fl-164001

## Quick answers

**How is Mariaca Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Mariaca Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Mariaca Wealth Management, LLC located?**
Mariaca Wealth Management, LLC's principal office is in Wellington, FL, according to its Form ADV.

**Is Mariaca Wealth Management, LLC registered with the SEC or a state?**
Mariaca Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 164001.

**How much does Mariaca Wealth Management, LLC manage?**
Mariaca Wealth Management, LLC reports $251,123,200 in regulatory assets under management in its Form ADV filing dated March 11, 2026 (100% discretionary).

**How have Mariaca Wealth Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Mariaca Wealth Management, LLC: Regulatory assets under management: $201,329,335 in the October 2021 data and $251,123,200 in the October 2026 data, up 25%. Total employees: 6 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Mariaca Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (236); high net worth individuals (49); charitable organizations (3).

**Which custodians does Mariaca Wealth Management, LLC use?**
Mariaca Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and TIAA Creff as custodians holding 10% or more of its separately managed account assets.

**Does Mariaca Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/164001

**Does Mariaca Wealth Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 11, 2026 says: "MWM does not have an account minimum."

**What changed in Mariaca Wealth Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $205,171,804 to $251,123,200 (+22%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 11, 2026)

- Account minimum: None

> MWM does not have an account minimum.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- TIAA Creff

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $251,123,200
- Discretionary: $251,123,200
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 236 | $80,246,763 |
| High net worth individuals | 49 | $145,451,240 |
| Charitable organizations | 3 | $25,425,197 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2016 (10 years)
- Employees: 6 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, FL, GA, IL, MA, NE, NH, NJ, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- fiduciaryessentials.com
- mariacawealth.com
- passporttoretirement.com
- readyforretirement.com
- smartandsimplewealth.com
- understandmysocialsecurity.com
- Facebook @MARIACAWEALTH
- LinkedIn @SERGIOMARIACA
- X @MARIACAWEALTH

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $201,329,335 | 6 | September 30, 2021 |
| October 2022 | $235,692,899 | 6 | February 15, 2022 |
| October 2023 | $202,522,247 | 5 | March 23, 2023 |
| October 2024 | $197,190,682 | 5 | May 21, 2024 |
| October 2025 | $205,171,804 | 6 | June 5, 2025 |
| October 2026 | $251,123,200 | 6 | March 11, 2026 |

Regulatory assets under management: $201,329,335 in the October 2021 data and $251,123,200 in the October 2026 data, up 25%.
Total employees: 6 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $205,171,804 to $251,123,200 (+22%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mariaca Wealth Management, LLC (CRD 164001): Form ADV filing data as of October 2026.