{
  "crd_number": 315958,
  "slug": "marest-capital-llc-encino-ca-315958",
  "primary_business_name": "MAREST CAPITAL, LLC",
  "legal_name": "MAREST CAPITAL, LLC",
  "dbas": [],
  "city": "Encino",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "31080",
  "metro": {
    "cbsa_code": "31080",
    "common_name": "Los Angeles",
    "msa_name": "Los Angeles-Long Beach-Anaheim, CA",
    "path": "/advisors/ca/los-angeles"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2022-03-14",
  "years_registered": 4,
  "period": "2026-10-01",
  "filing_date": "2026-02-02",
  "carried_forward": false,
  "raum_total": 239789880.0,
  "raum_discretionary": 239789880.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 3244327.0,
      "count": 52
    },
    "high_net_worth_individuals": {
      "raum": 231267052.0,
      "count": 15
    },
    "corporations_other_businesses": {
      "raum": 5278501.0,
      "count": 6
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "TX"
  ],
  "websites": [
    "https://facebook.com/MarestCapital",
    "https://linkedin.com/company/marest-capital",
    "https://marestcapital.com",
    "https://twitter.com/marestcapital"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/315958",
  "city_as_filed": "ENCINO",
  "url": "https://advisorcensus.com/firm/marest-capital-llc-encino-ca-315958",
  "display_name": "Marest Capital, LLC",
  "summary": "Marest Capital, LLC is an SEC-registered investment advisory firm in Encino, CA, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 2, 2026.",
  "citation": "AdvisorCensus. Marest Capital, LLC (CRD 315958): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Marest Capital, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Marest Capital, LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "What does Marest Capital, LLC's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated February 2, 2026 states: Asset-based fee: up to 1.4% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Marest Capital, LLC located?",
      "a": "Marest Capital, LLC's principal office is in Encino, CA, according to its Form ADV."
    },
    {
      "q": "Is Marest Capital, LLC registered with the SEC or a state?",
      "a": "Marest Capital, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 315958."
    },
    {
      "q": "How much does Marest Capital, LLC manage?",
      "a": "Marest Capital, LLC reports $239,789,880 in regulatory assets under management in its Form ADV filing dated February 2, 2026 (100% discretionary)."
    },
    {
      "q": "How have Marest Capital, LLC's assets and staff changed since 2022?",
      "a": "In the Form ADV data for Marest Capital, LLC: Regulatory assets under management: $159,822,341 in the October 2022 data and $239,789,880 in the October 2026 data, up 50%. Total employees: 3 in October 2022 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Marest Capital, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (52); high net worth individuals (15); corporations or other businesses not listed above (6)."
    },
    {
      "q": "Which custodians does Marest Capital, LLC use?",
      "a": "Marest Capital, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Marest Capital, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/315958"
    },
    {
      "q": "What changed in Marest Capital, LLC's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $217,855,544 to $239,789,880 (+10%)."
    }
  ],
  "filing_history": [
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 159822341.0,
      "total_employees": 3,
      "filing_date": "2022-09-30"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 165604021.0,
      "total_employees": 2,
      "filing_date": "2023-08-23"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 190238544.0,
      "total_employees": 4,
      "filing_date": "2024-03-21"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 217855544.0,
      "total_employees": 3,
      "filing_date": "2025-06-13"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 239789880.0,
      "total_employees": 3,
      "filing_date": "2026-02-02"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $217,855,544 to $239,789,880 (+10%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 2, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "1.4% of assets a year",
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 1.4% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "The maximum annual fee charged to clients utilizing Third Party Managers will not exceed 1.40%. Our firm will debit fees for this service as disclosed in the executed advisory agreement between the client and our firm."
        ]
      }
    ],
    "quotes": [
      "The maximum annual fee charged to clients utilizing Third Party Managers will not exceed 1.40%. Our firm will debit fees for this service as disclosed in the executed advisory agreement between the client and our firm."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "LPL Financial LLC",
      "name_as_filed": "LPL FINANCIAL LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/marest-capital-llc-encino-ca-315958.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 52,
      "fewer_than_5": false,
      "raum": 3244327.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 15,
      "fewer_than_5": false,
      "raum": 231267052.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 6,
      "fewer_than_5": false,
      "raum": 5278501.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/315958",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}