# Marcus Capital, LLC

> Marcus Capital, LLC is an SEC-registered investment advisory firm in Northfield, IL, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 10, 2026.

- CRD: 130516
- Filed as: MARCUS CAPITAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Northfield, IL
- Filing period: October 2026
- Form ADV filing dated: March 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/130516
- AdvisorCensus page: https://advisorcensus.com/firm/marcus-capital-llc-northfield-il-130516

## Quick answers

**How is Marcus Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Marcus Capital, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Marcus Capital, LLC located?**
Marcus Capital, LLC's principal office is in Northfield, IL, according to its Form ADV.

**Is Marcus Capital, LLC registered with the SEC or a state?**
Marcus Capital, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 130516.

**How much does Marcus Capital, LLC manage?**
Marcus Capital, LLC reports $129,222,766 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (100% discretionary).

**How have Marcus Capital, LLC's assets and staff changed since 2025?**
In the Form ADV data for Marcus Capital, LLC: Regulatory assets under management: $112,988,186 in the October 2025 data and $129,222,766 in the October 2026 data, up 14%. Total employees: 2 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Marcus Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (56); high net worth individuals (42).

**Which custodians does Marcus Capital, LLC use?**
Marcus Capital, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Marcus Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/130516

**What changed in Marcus Capital, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $112,988,186 to $129,222,766 (+14%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $129,222,766
- Discretionary: $129,222,766
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 56 | $12,888,907 |
| High net worth individuals | 42 | $116,333,859 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2025 (1 year)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- marcuscapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $112,988,186 | 2 | March 25, 2025 |
| October 2026 | $129,222,766 | 2 | March 10, 2026 |

Regulatory assets under management: $112,988,186 in the October 2025 data and $129,222,766 in the October 2026 data, up 14%.
Total employees: 2 in October 2025 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $112,988,186 to $129,222,766 (+14%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Marcus Capital, LLC (CRD 130516): Form ADV filing data as of October 2026.