# Marchand Faries Financial Management, Inc.

> Marchand Faries Financial Management, Inc. is an SEC-registered investment advisory firm in Keystone Heights, FL, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 26, 2026.

- CRD: 107813
- Filed as: MARCHAND FARIES FINANCIAL MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Keystone Heights, FL
- Filing period: October 2026
- Form ADV filing dated: February 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/107813
- AdvisorCensus page: https://advisorcensus.com/firm/marchand-faries-financial-management-inc-keystone-heights-fl-107813

## Quick answers

**How is Marchand Faries Financial Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Marchand Faries Financial Management, Inc. reports these compensation arrangements: a percentage of assets under its management.

**How much does Marchand Faries Financial Management, Inc. charge?**
Its Form ADV Part 2A brochure dated February 26, 2026 states: Up to $1,000,000: 0.75% a year; $1,000,001 to $2,000,000: 0.5% a year; Above $2,000,001: 0.25% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Marchand Faries Financial Management, Inc. located?**
Marchand Faries Financial Management, Inc.'s principal office is in Keystone Heights, FL, according to its Form ADV.

**Is Marchand Faries Financial Management, Inc. registered with the SEC or a state?**
Marchand Faries Financial Management, Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 107813.

**How much does Marchand Faries Financial Management, Inc. manage?**
Marchand Faries Financial Management, Inc. reports $138,663,958 in regulatory assets under management in its Form ADV filing dated February 26, 2026 (100% discretionary).

**How have Marchand Faries Financial Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Marchand Faries Financial Management, Inc.: Regulatory assets under management: $124,021,462 in the October 2021 data and $138,663,958 in the October 2026 data, up 12%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Marchand Faries Financial Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (48); high net worth individuals (42).

**Which custodians does Marchand Faries Financial Management, Inc. use?**
Marchand Faries Financial Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Marchand Faries Financial Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107813

**What changed in Marchand Faries Financial Management, Inc.'s recent Form ADV filings?**
In the December 2025 filing data: Registered or notice-filed in NC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated February 26, 2026)

- Up to $1,000,000: 0.75% a year
- $1,000,001 to $2,000,000: 0.5% a year
- Above $2,000,001: 0.25% a year

> Assets Under Management Annualized Fee Assets less than $1,000,000 0.75% $1,000,001 to $2,000,000 0.50% $2,000,001 and above 0.25%

- Minimum annual fee: $750

> We charge a minimum annual fee in the amount of $750, charged quarterly in arrears. At our discretion we may waive the minimum fee

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $138,663,958
- Discretionary: $138,663,958
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 48 | $34,229,655 |
| High net worth individuals | 42 | $104,434,303 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, FL, NC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- mffm.com
- LinkedIn @marchand-faries-financial-mgmt

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $124,021,462 | 4 | May 24, 2021 |
| October 2022 | $125,491,739 | 4 | February 16, 2022 |
| October 2023 | $108,598,013 | 4 | August 21, 2023 |
| October 2024 | $120,104,780 | 4 | February 18, 2024 |
| October 2025 | $131,165,256 | 4 | February 22, 2025 |
| October 2026 | $138,663,958 | 4 | February 26, 2026 |

Regulatory assets under management: $124,021,462 in the October 2021 data and $138,663,958 in the October 2026 data, up 12%.
Total employees: 4 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### December 2025
- Registered or notice-filed in NC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Marchand Faries Financial Management, Inc. (CRD 107813): Form ADV filing data as of October 2026.