# Marblegate Asset Management, LLC

> Marblegate Asset Management, LLC is an SEC-registered investment advisory firm in Greenwich, CT, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 157850
- Filed as: MARBLEGATE ASSET MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Greenwich, CT
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/157850
- AdvisorCensus page: https://advisorcensus.com/firm/marblegate-asset-management-llc-greenwich-ct-157850

## Quick answers

**How is Marblegate Asset Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Marblegate Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Marblegate Asset Management, LLC located?**
Marblegate Asset Management, LLC's principal office is in Greenwich, CT, according to its Form ADV.

**Is Marblegate Asset Management, LLC registered with the SEC or a state?**
Marblegate Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 157850.

**How much does Marblegate Asset Management, LLC manage?**
Marblegate Asset Management, LLC reports $2,923,800,736 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Marblegate Asset Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Marblegate Asset Management, LLC: Regulatory assets under management: $1,934,177,793 in the October 2021 data and $2,923,800,736 in the October 2026 data, up 51%. Total employees: 24 in October 2021 and 28 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Marblegate Asset Management, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (31).

**Does Marblegate Asset Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/157850

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $2,923,800,736
- Discretionary: $2,923,800,736
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 31 | $2,923,800,736 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 28 total, 13 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- marblegate.com
- LinkedIn @MARBLEGATE-ASSET-MANAGEMENT-LLC

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,934,177,793 | 24 | May 27, 2021 |
| October 2022 | $2,393,615,718 | 30 | September 13, 2022 |
| October 2023 | $2,546,057,084 | 29 | June 14, 2023 |
| October 2024 | $2,599,044,017 | 26 | March 29, 2024 |
| October 2025 | $3,029,156,802 | 25 | March 31, 2025 |
| October 2026 | $2,923,800,736 | 28 | March 30, 2026 |

Regulatory assets under management: $1,934,177,793 in the October 2021 data and $2,923,800,736 in the October 2026 data, up 51%.
Total employees: 24 in October 2021 and 28 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Marblegate Asset Management, LLC (CRD 157850): Form ADV filing data as of October 2026.