{ "crd_number": 313528, "slug": "manuka-financial-313528", "primary_business_name": "MANUKA FINANCIAL", "legal_name": "MANUKA FINANCIAL, LLC", "dbas": [], "city": null, "state": null, "country": null, "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2024-07-03", "years_registered": 2, "period": "2026-10-01", "filing_date": "2026-02-23", "carried_forward": false, "raum_total": 218099195.0, "raum_discretionary": 218099195.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 2, "advisory_employees": 2, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 3981943.0, "count": 6 }, "high_net_worth_individuals": { "raum": 214117252.0, "count": 50 } }, "compensation_types": [ "fixed" ], "advisory_activities": [ "financial_planning", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "TX", "VA" ], "websites": [ "https://facebook.com/manukafinancial", "https://linkedin.com/company/73870649", "https://manukafinancial.com", "https://twitter.com/MANUKAMIKE" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/313528", "city_as_filed": null, "url": "https://advisorcensus.com/firm/manuka-financial-313528", "display_name": "Manuka Financial", "summary": "Manuka Financial is an SEC-registered investment advisory firm, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 23, 2026.", "citation": "AdvisorCensus. Manuka Financial (CRD 313528): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses" ], "quick_answers": [ { "q": "How is Manuka Financial compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Manuka Financial reports these compensation arrangements: fixed fees (other than subscription fees)." }, { "q": "How much does Manuka Financial charge?", "a": "Its Form ADV Part 2A brochure dated February 23, 2026 states: Subscription: $1,250 to $15,000 a quarter (Ongoing Comprehensive Financial Planning). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Is Manuka Financial registered with the SEC or a state?", "a": "Manuka Financial is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 313528." }, { "q": "How much does Manuka Financial manage?", "a": "Manuka Financial reports $218,099,195 in regulatory assets under management in its Form ADV filing dated February 23, 2026 (100% discretionary)." }, { "q": "How have Manuka Financial's assets and staff changed since 2024?", "a": "In the Form ADV data for Manuka Financial: Regulatory assets under management: $109,225,506 in the October 2024 data and $218,099,195 in the October 2026 data, up 100%. Total employees: 1 in October 2024 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Manuka Financial serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (50); individuals (other than high net worth individuals) (6)." }, { "q": "Which custodians does Manuka Financial use?", "a": "Manuka Financial's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Manuka Financial report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/313528" }, { "q": "Does Manuka Financial state an account minimum?", "a": "Its Form ADV Part 2A brochure dated February 23, 2026 says: \"We do not have a minimum account size requirement.\"" }, { "q": "What changed in Manuka Financial's recent Form ADV filings?", "a": "In the March 2026 filing data: Employees performing advisory functions went from 1 to 2. Regulatory assets under management went from $187,474,248 to $218,099,195 (+16%)." } ], "filing_history": [ { "period": "2024-10-01", "regulatory_assets_under_management": 109225506.0, "total_employees": 1, "filing_date": "2024-06-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 187474248.0, "total_employees": 1, "filing_date": "2025-02-27" }, { "period": "2026-10-01", "regulatory_assets_under_management": 218099195.0, "total_employees": 2, "filing_date": "2026-02-23" } ], "recent_changes": [ { "period": "2026-03-01", "period_label": "March 2026", "notes": [ "Employees performing advisory functions went from 1 to 2.", "Regulatory assets under management went from $187,474,248 to $218,099,195 (+16%)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated February 23, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "None", "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [ "Subscription: $1,250 to $15,000 a quarter (Ongoing Comprehensive Financial Planning)" ], "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: None" ], "quotes": [ "We do not have a minimum account size requirement." ] }, { "label": "Planning fee", "statements": [ "Subscription: $1,250 to $15,000 a quarter (Ongoing Comprehensive Financial Planning)" ], "quotes": [ "an ongoing fee (the “Ongoing Financial Planning Fee”) that is paid quarterly, in advance, at the rate that generally ranges from $1,250 - $15,000 per quarter." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": 0.0, "minimum_annual_fee": null, "planning": [ { "kind": "subscription", "amount": null, "min": 1250.0, "max": 15000.0, "period": "quarterly", "service": "Ongoing Comprehensive Financial Planning" } ] }, "quotes": [ "We do not have a minimum account size requirement.", "an ongoing fee (the “Ongoing Financial Planning Fee”) that is paid quarterly, in advance, at the rate that generally ranges from $1,250 - $15,000 per quarter." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/manuka-financial-313528.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 6, "fewer_than_5": false, "raum": 3981943.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 50, "fewer_than_5": false, "raum": 214117252.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/313528", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }