# Mann Financial Consulting Services > Mann Financial Consulting Services is a state-registered investment advisory firm, registered since 2022, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 28, 2026. - CRD: 319566 - Filed as: MANN FINANCIAL CONSULTING SERVICES - Legal name: SOE, Inc. - Registration: State-registered investment adviser (status as filed: APPROVED) - Filing period: October 2026 - Form ADV filing dated: September 28, 2026 - Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/319566 - AdvisorCensus page: https://advisorcensus.com/firm/mann-financial-consulting-services-319566 ## Quick answers **How is Mann Financial Consulting Services compensated?** On its Form ADV (Item 5.E, October 2026), Mann Financial Consulting Services reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure. **Is Mann Financial Consulting Services registered with the SEC or a state?** Mann Financial Consulting Services is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 319566. **How much does Mann Financial Consulting Services manage?** Mann Financial Consulting Services reports $1,138,608 in regulatory assets under management in its Form ADV filing dated September 28, 2026 (0% discretionary). **What types of clients does Mann Financial Consulting Services serve?** By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (132). **Does Mann Financial Consulting Services report any disciplinary disclosures?** Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct), 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/319566 **What changed in Mann Financial Consulting Services' recent Form ADV filings?** In the October 2026 filing data: Item 11 disclosure answers changed: 4 yes answers, previously 1 (now yes: 11.D(1), 11.D(2), 11.D(4)). ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management - Fixed fees (other than subscription fees) ### Regulatory assets under management (Item 5.F) - Total: $1,138,608 - Discretionary: $0 - Non-discretionary: $1,138,608 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 132 | $1,138,608 | | High net worth individuals | 0 | $0 | | Banking or thrift institutions | 0 | $0 | | Investment companies | 0 | $0 | | Business development companies | 0 | $0 | | Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 | | Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 | | Charitable organizations | 0 | $0 | | State or municipal government entities (including government pension plans) | 0 | $0 | | Other investment advisers | 0 | $0 | | Insurance companies | 0 | $0 | | Sovereign wealth funds and foreign official institutions | 0 | $0 | | Corporations or other businesses not listed above | 0 | $0 | | Other | 0 | $0 | ### Advisory services (Item 5.G) - Financial planning services - Portfolio management for individuals and/or small businesses - Educational seminars/workshops - Other ### Firm details - Registered since: 2022 (4 years) - Employees: 1 total, 1 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: GA, LA, NC, TN - Disclosures (Item 11): Reports 4 disclosure items on Form ADV Item 11. ### Item 11 questions answered yes - 11.D(1): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical? - 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes? - 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity? - 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities? Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/319566 ### Websites listed on Form ADV (Item 1.I) - mannfinancialconsulting.com ## Changes in the filing (last 12 months) ### October 2026 - Item 11 disclosure answers changed: 4 yes answers, previously 1 (now yes: 11.D(1), 11.D(2), 11.D(4)). ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mann Financial Consulting Services (CRD 319566): Form ADV filing data as of October 2026.