{ "crd_number": 313907, "slug": "man-investments-australia-limited-sydney-313907", "primary_business_name": "MAN INVESTMENTS AUSTRALIA LIMITED", "legal_name": "MAN INVESTMENTS AUSTRALIA LIMITED", "dbas": [ "MAN GROUP" ], "city": "Sydney", "state": null, "country": "Australia", "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2021-05-24", "years_registered": 5, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 4131091710.0, "raum_discretionary": 4131091710.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 10, "advisory_employees": 3, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 4131091710.0, "count": 12 } }, "compensation_types": [ "other", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "other", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 2, "states_registered": [], "websites": [ "https://man.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/313907", "disclosure_items": [ { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" } ], "city_as_filed": "SYDNEY", "url": "https://advisorcensus.com/firm/man-investments-australia-limited-sydney-313907", "display_name": "MAN Investments Australia Limited", "summary": "MAN Investments Australia Limited is an SEC-registered investment advisory firm in Sydney, Australia, registered since 2021, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. MAN Investments Australia Limited (CRD 313907): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees", "Other" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Other" ], "quick_answers": [ { "q": "How is MAN Investments Australia Limited compensated?", "a": "On its Form ADV (Item 5.E, October 2026), MAN Investments Australia Limited reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is MAN Investments Australia Limited located?", "a": "MAN Investments Australia Limited's principal office is in Sydney, Australia, according to its Form ADV." }, { "q": "Is MAN Investments Australia Limited registered with the SEC or a state?", "a": "MAN Investments Australia Limited is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 313907." }, { "q": "How much does MAN Investments Australia Limited manage?", "a": "MAN Investments Australia Limited reports $4,131,091,710 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)." }, { "q": "How have MAN Investments Australia Limited's assets and staff changed since 2021?", "a": "In the Form ADV data for MAN Investments Australia Limited: Regulatory assets under management: $88,525,226 in the October 2021 data and $4,131,091,710 in the October 2026 data, up 4567%. Total employees: 11 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does MAN Investments Australia Limited serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (12)." }, { "q": "Does MAN Investments Australia Limited report any disciplinary disclosures?", "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/313907" }, { "q": "What changed in MAN Investments Australia Limited's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $1,253,758,660 to $4,131,091,710 (+229%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 88525226.0, "total_employees": 11, "filing_date": "2021-06-04" }, { "period": "2022-10-01", "regulatory_assets_under_management": 672139577.0, "total_employees": 11, "filing_date": "2022-09-19" }, { "period": "2023-10-01", "regulatory_assets_under_management": 756634869.0, "total_employees": 10, "filing_date": "2023-09-26" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1155096891.0, "total_employees": 11, "filing_date": "2024-03-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1253758660.0, "total_employees": 10, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 4131091710.0, "total_employees": 10, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $1,253,758,660 to $4,131,091,710 (+229%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/man-investments-australia-limited-sydney-313907.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 12, "fewer_than_5": false, "raum": 4131091710.0 } ], "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/313907", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }