{ "crd_number": 198515, "slug": "man-global-private-markets-uk-limited-london-198515", "primary_business_name": "MAN GLOBAL PRIVATE MARKETS (UK) LIMITED", "legal_name": "MAN GLOBAL PRIVATE MARKETS (UK) LIMITED", "dbas": [ "MAN GROUP" ], "city": "London", "state": null, "country": "United Kingdom", "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2017-03-21", "years_registered": 9, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 1426487292.0, "raum_discretionary": 1089980732.0, "raum_non_discretionary": 336506560.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 22, "advisory_employees": 13, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 1426487292.0, "count": 8 } }, "compensation_types": [ "fixed", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "other", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 2, "states_registered": [], "websites": [ "https://man.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/198515", "disclosure_items": [ { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" } ], "city_as_filed": "LONDON", "url": "https://advisorcensus.com/firm/man-global-private-markets-uk-limited-london-198515", "display_name": "MAN Global Private Markets (UK) Limited", "summary": "MAN Global Private Markets (UK) Limited is an SEC-registered investment advisory firm in London, United Kingdom, registered since 2017, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. MAN Global Private Markets (UK) Limited (CRD 198515): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Other" ], "quick_answers": [ { "q": "How is MAN Global Private Markets (UK) Limited compensated?", "a": "On its Form ADV (Item 5.E, October 2026), MAN Global Private Markets (UK) Limited reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is MAN Global Private Markets (UK) Limited located?", "a": "MAN Global Private Markets (UK) Limited's principal office is in London, United Kingdom, according to its Form ADV." }, { "q": "Is MAN Global Private Markets (UK) Limited registered with the SEC or a state?", "a": "MAN Global Private Markets (UK) Limited is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 198515." }, { "q": "How much does MAN Global Private Markets (UK) Limited manage?", "a": "MAN Global Private Markets (UK) Limited reports $1,426,487,292 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (76% discretionary)." }, { "q": "How have MAN Global Private Markets (UK) Limited's assets and staff changed since 2021?", "a": "In the Form ADV data for MAN Global Private Markets (UK) Limited: Regulatory assets under management: $1,842,306,460 in the October 2021 data and $1,426,487,292 in the October 2026 data, down 23%. Total employees: 22 in October 2021 and 22 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does MAN Global Private Markets (UK) Limited serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (8)." }, { "q": "Does MAN Global Private Markets (UK) Limited report any disciplinary disclosures?", "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/198515" }, { "q": "What changed in MAN Global Private Markets (UK) Limited's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $2,184,938,814 to $1,426,487,292 (-35%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1842306460.0, "total_employees": 22, "filing_date": "2021-05-06" }, { "period": "2022-10-01", "regulatory_assets_under_management": 2114322259.0, "total_employees": 18, "filing_date": "2022-07-20" }, { "period": "2023-10-01", "regulatory_assets_under_management": 2554911818.0, "total_employees": 22, "filing_date": "2023-09-26" }, { "period": "2024-10-01", "regulatory_assets_under_management": 2774905003.0, "total_employees": 27, "filing_date": "2024-08-13" }, { "period": "2025-10-01", "regulatory_assets_under_management": 2184938814.0, "total_employees": 22, "filing_date": "2025-04-30" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1426487292.0, "total_employees": 22, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $2,184,938,814 to $1,426,487,292 (-35%)." ] }, { "period": "2025-11-01", "period_label": "November 2025", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/man-global-private-markets-uk-limited-london-198515.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 8, "fewer_than_5": false, "raum": 1426487292.0 } ], "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/198515", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }