{
  "crd_number": 164330,
  "slug": "maltin-wealth-management-inc-164330",
  "primary_business_name": "MALTIN WEALTH MANAGEMENT, INC.",
  "legal_name": "MALTIN WEALTH MANAGEMENT, INC.",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2012-08-13",
  "years_registered": 14,
  "period": "2026-10-01",
  "filing_date": "2026-02-27",
  "carried_forward": false,
  "raum_total": 507195287.0,
  "raum_discretionary": 479547348.0,
  "raum_non_discretionary": 27647939.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 5,
  "advisory_employees": 4,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 28809095.0,
      "count": 75
    },
    "pension_profit_sharing": {
      "raum": 8618448.0,
      "count": 7
    },
    "high_net_worth_individuals": {
      "raum": 461437162.0,
      "count": 126
    },
    "corporations_other_businesses": {
      "raum": 8330582.0,
      "count": 6
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "FL",
    "NH",
    "NJ",
    "NY",
    "PA",
    "TX"
  ],
  "websites": [
    "https://maltinwealth.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/164330",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/maltin-wealth-management-inc-164330",
  "display_name": "Maltin Wealth Management, Inc.",
  "summary": "Maltin Wealth Management, Inc. is an SEC-registered investment advisory firm, registered since 2012, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated February 27, 2026.",
  "citation": "AdvisorCensus. Maltin Wealth Management, Inc. (CRD 164330): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Maltin Wealth Management, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Maltin Wealth Management, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "Is Maltin Wealth Management, Inc. registered with the SEC or a state?",
      "a": "Maltin Wealth Management, Inc. is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 164330."
    },
    {
      "q": "How much does Maltin Wealth Management, Inc. manage?",
      "a": "Maltin Wealth Management, Inc. reports $507,195,287 in regulatory assets under management in its Form ADV filing dated February 27, 2026 (95% discretionary)."
    },
    {
      "q": "How have Maltin Wealth Management, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Maltin Wealth Management, Inc.: Regulatory assets under management: $269,921,120 in the October 2021 data and $507,195,287 in the October 2026 data, up 88%. Total employees: 3 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Maltin Wealth Management, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (126); individuals (other than high net worth individuals) (75); pension and profit sharing plans (but not the plan participants or government pension plans) (7)."
    },
    {
      "q": "Which custodians does Maltin Wealth Management, Inc. use?",
      "a": "Maltin Wealth Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Maltin Wealth Management, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/164330"
    },
    {
      "q": "Does Maltin Wealth Management, Inc. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 27, 2026 says: \"MWM does not impose a minimum portfolio size or minimum annual fee for starting or maintaining an account.\""
    },
    {
      "q": "What changed in Maltin Wealth Management, Inc.'s recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $425,480,367 to $507,195,287 (+19%). Registered or notice-filed in NH."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 269921120.0,
      "total_employees": 3,
      "filing_date": "2021-06-24"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 302585000.0,
      "total_employees": 2,
      "filing_date": "2022-08-23"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 301813687.0,
      "total_employees": 4,
      "filing_date": "2023-03-13"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 356313000.0,
      "total_employees": 5,
      "filing_date": "2024-03-18"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 425480367.0,
      "total_employees": 5,
      "filing_date": "2025-02-18"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 507195287.0,
      "total_employees": 5,
      "filing_date": "2026-02-27"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $425,480,367 to $507,195,287 (+19%).",
        "Registered or notice-filed in NH."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 27, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": "None",
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "MWM does not impose a minimum portfolio size or minimum annual fee for starting or maintaining an account."
        ]
      },
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: None"
        ],
        "quotes": [
          "MWM does not impose a minimum portfolio size or minimum annual fee for starting or maintaining an account."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": 0.0,
      "planning": []
    },
    "quotes": [
      "MWM does not impose a minimum portfolio size or minimum annual fee for starting or maintaining an account.",
      "MWM does not impose a minimum portfolio size or minimum annual fee for starting or maintaining an account."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/maltin-wealth-management-inc-164330.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 75,
      "fewer_than_5": false,
      "raum": 28809095.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 126,
      "fewer_than_5": false,
      "raum": 461437162.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 7,
      "fewer_than_5": false,
      "raum": 8618448.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 6,
      "fewer_than_5": false,
      "raum": 8330582.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/164330",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}