# Majority Asset Management, Inc.

> Majority Asset Management, Inc. is an SEC-registered investment advisory firm, registered since 2000, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 13, 2026.

- CRD: 110891
- Filed as: MAJORITY ASSET MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/110891
- AdvisorCensus page: https://advisorcensus.com/firm/majority-asset-management-inc-110891

## Quick answers

**How is Majority Asset Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Majority Asset Management, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Majority Asset Management, Inc. registered with the SEC or a state?**
Majority Asset Management, Inc. is an SEC-registered investment advisory firm, registered since 2000. Status as filed: Approved. CRD 110891.

**How much does Majority Asset Management, Inc. manage?**
Majority Asset Management, Inc. reports $36,913,159 in regulatory assets under management in its Form ADV filing dated March 13, 2026 (100% discretionary).

**How have Majority Asset Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Majority Asset Management, Inc.: Regulatory assets under management: $38,911,917 in the October 2021 data and $36,913,159 in the October 2026 data, down 5%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Majority Asset Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (12).

**Which custodians does Majority Asset Management, Inc. use?**
Majority Asset Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Majority Asset Management, Inc. report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110891

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $36,913,159
- Discretionary: $36,913,159
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $1,325,722 |
| High net worth individuals | 12 | $30,522,722 |
| Charitable organizations | Fewer than 5 | $5,064,715 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2000 (26 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MD, NH, NY
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110891

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $38,911,917 | 1 | March 26, 2021 |
| October 2022 | $39,951,331 | 1 | August 25, 2022 |
| October 2023 | $30,726,118 | 1 | March 24, 2023 |
| October 2024 | $32,225,456 | 1 | March 14, 2024 |
| October 2025 | $34,836,091 | 1 | February 14, 2025 |
| October 2026 | $36,913,159 | 1 | March 13, 2026 |

Regulatory assets under management: $38,911,917 in the October 2021 data and $36,913,159 in the October 2026 data, down 5%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Majority Asset Management, Inc. (CRD 110891): Form ADV filing data as of October 2026.