# Mainwall Investment Management, LLC

> Mainwall Investment Management, LLC is a state-registered investment advisory firm, registered since 2011, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 156091
- Filed as: MAINWALL INVESTMENT MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in New York
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/156091
- AdvisorCensus page: https://advisorcensus.com/firm/mainwall-investment-management-llc-156091

## Quick answers

**How is Mainwall Investment Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Mainwall Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management.

**Is Mainwall Investment Management, LLC registered with the SEC or a state?**
Mainwall Investment Management, LLC is a state-registered investment advisory firm, registered since 2011. Status as filed: APPROVED. CRD 156091.

**How much does Mainwall Investment Management, LLC manage?**
Mainwall Investment Management, LLC reports $17,818,329 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).

**What types of clients does Mainwall Investment Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (11).

**Does Mainwall Investment Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/156091

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $17,818,329
- Discretionary: $17,818,329
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $625,762 |
| High net worth individuals | 11 | $16,950,036 |
| Charitable organizations | Fewer than 5 | $242,531 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2011 (15 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- mainwallinvest.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mainwall Investment Management, LLC (CRD 156091): Form ADV filing data as of October 2026.