# Main Street Investments

> Main Street Investments is a state-registered investment advisory firm, registered since 2013, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 164265
- Filed as: MAIN STREET INVESTMENTS
- Legal name: 111th Street Investments LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/164265
- AdvisorCensus page: https://advisorcensus.com/firm/main-street-investments-164265

## Quick answers

**How is Main Street Investments compensated?**
On its Form ADV (Item 5.E, October 2026), Main Street Investments reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Main Street Investments registered with the SEC or a state?**
Main Street Investments is a state-registered investment advisory firm, registered since 2013. Status as filed: APPROVED. CRD 164265.

**How much does Main Street Investments manage?**
Main Street Investments reports $9,314,236 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**What types of clients does Main Street Investments serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (26); high net worth individuals (4).

**Does Main Street Investments report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/164265

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $9,314,236
- Discretionary: $9,314,236
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 26 | $4,731,611 |
| High net worth individuals | 4 | $4,582,625 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2013 (13 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: KS, MO
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- mainstreetinvestments.com
- Facebook @MAINSTINVESTMENTS
- LinkedIn @mathewdahlberg
- X @MAINSTREETINV

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Main Street Investments (CRD 164265): Form ADV filing data as of October 2026.