# Main Street Asset Management LLC

> Main Street Asset Management LLC is a state-registered investment advisory firm in New City, NY, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 5, 2024.

- CRD: 281694
- Filed as: MAIN STREET ASSET MANAGEMENT LLC
- Registration: State-registered investment adviser (status as filed: TERMREQUEST)
- Location: New City, NY
- Filing period: October 2026
- Form ADV filing dated: April 5, 2024
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/281694
- AdvisorCensus page: https://advisorcensus.com/firm/main-street-asset-management-llc-new-city-ny-281694

## Quick answers

**How is Main Street Asset Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Main Street Asset Management LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Main Street Asset Management LLC located?**
Main Street Asset Management LLC's principal office is in New City, NY, according to its Form ADV.

**Is Main Street Asset Management LLC registered with the SEC or a state?**
Main Street Asset Management LLC is a state-registered investment advisory firm. Status as filed: TERMREQUEST. CRD 281694.

**How much does Main Street Asset Management LLC manage?**
Main Street Asset Management LLC reports $15,638,000 in regulatory assets under management in its Form ADV filing dated April 5, 2024 (97% discretionary).

**What types of clients does Main Street Asset Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (167).

**Does Main Street Asset Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/281694

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $15,638,000
- Discretionary: $15,138,000
- Non-discretionary: $500,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 167 | $15,638,000 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: Not reported
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: Yes
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- msmallc.com
- Facebook @Main-Street-Asset-Management-LLC-105660081372134
- LinkedIn @main-street-asset-management-llc

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Main Street Asset Management LLC (CRD 281694): Form ADV filing data as of October 2026.