# Main Line Capital Management LLC

> Main Line Capital Management LLC is a state-registered investment advisory firm in East Aurora, NY, registered since 2008, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 19, 2026.

- CRD: 130960
- Filed as: MAIN LINE CAPITAL MANAGEMENT LLC
- Legal name: Main Line Capital Management
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: East Aurora, NY
- Filing period: October 2026
- Form ADV filing dated: February 19, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/130960
- AdvisorCensus page: https://advisorcensus.com/firm/main-line-capital-management-llc-east-aurora-ny-130960

## Quick answers

**How is Main Line Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Main Line Capital Management LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Main Line Capital Management LLC located?**
Main Line Capital Management LLC's principal office is in East Aurora, NY, according to its Form ADV.

**Is Main Line Capital Management LLC registered with the SEC or a state?**
Main Line Capital Management LLC is a state-registered investment advisory firm, registered since 2008. Status as filed: APPROVED. CRD 130960.

**How much does Main Line Capital Management LLC manage?**
Main Line Capital Management LLC reports $18,000,000 in regulatory assets under management in its Form ADV filing dated February 19, 2026 (100% discretionary).

**What types of clients does Main Line Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (52).

**Does Main Line Capital Management LLC report any disciplinary disclosures?**
Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.D(3) (another regulator's finding of causing a business's authorization to be denied, suspended, revoked, or restricted), 11.D(4) (another regulator's order in the past ten years), 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction), and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/130960

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $18,000,000
- Discretionary: $18,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 52 | $18,000,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2008 (18 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports 4 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(3): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/130960

### Websites listed on Form ADV (Item 1.I)
- mainlinecap.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Main Line Capital Management LLC (CRD 130960): Form ADV filing data as of October 2026.