{
  "crd_number": 298370,
  "slug": "main-and-wall-capital-management-corp-298370",
  "primary_business_name": "MAIN & WALL CAPITAL MANAGEMENT, CORP",
  "legal_name": "MAIN & WALL CAPITAL MANAGEMENT, CORP",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2024-07-03",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2024-04-22",
  "carried_forward": false,
  "raum_total": 0.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "NJ"
  ],
  "websites": [
    "https://facebook.com/MainandWall.usa",
    "https://linkedin.com/company/main-&-wall-financial",
    "https://mainandwall.us.com",
    "https://twitter.com/mainandwall"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/298370",
  "listing_state": "NJ",
  "disclosure_items": [
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    },
    {
      "item": "11.E(4)",
      "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?"
    }
  ],
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/main-and-wall-capital-management-corp-298370",
  "display_name": "Main & Wall Capital Management, Corp",
  "summary": "Main & Wall Capital Management, Corp is a state-registered investment advisory firm, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 22, 2024.",
  "citation": "AdvisorCensus. Main & Wall Capital Management, Corp (CRD 298370): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Main & Wall Capital Management, Corp compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Main & Wall Capital Management, Corp reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Is Main & Wall Capital Management, Corp registered with the SEC or a state?",
      "a": "Main & Wall Capital Management, Corp is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 298370."
    },
    {
      "q": "How much does Main & Wall Capital Management, Corp manage?",
      "a": "Main & Wall Capital Management, Corp reports $0 in regulatory assets under management in its Form ADV filing dated April 22, 2024."
    },
    {
      "q": "Does Main & Wall Capital Management, Corp report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/298370"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/main-and-wall-capital-management-corp-298370.md",
  "clients": [],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/298370",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}