# Main Advisory, Inc.

> Main Advisory, Inc. is an SEC-registered investment advisory firm in Canonsburg, PA, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 19, 2026.

- CRD: 328040
- Filed as: MAIN ADVISORY, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Canonsburg, PA
- Filing period: October 2026
- Form ADV filing dated: February 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/328040
- AdvisorCensus page: https://advisorcensus.com/firm/main-advisory-inc-canonsburg-pa-328040

## Quick answers

**How is Main Advisory, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Main Advisory, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Main Advisory, Inc. charge?**
Its Form ADV Part 2A brochure dated February 19, 2026 states: Asset-based fee: 0.35% to 1.25% a year (a range, as the brochure states it); Flat fee: up to $2,499 (financial planning); Subscription: up to $199 a month (ongoing financial planning). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Main Advisory, Inc. located?**
Main Advisory, Inc.'s principal office is in Canonsburg, PA, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Main Advisory, Inc. registered with the SEC or a state?**
Main Advisory, Inc. is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 328040.

**How much does Main Advisory, Inc. manage?**
Main Advisory, Inc. reports $162,743,420 in regulatory assets under management in its Form ADV filing dated February 19, 2026 (100% discretionary).

**How have Main Advisory, Inc.'s assets and staff changed since 2023?**
In the Form ADV data for Main Advisory, Inc.: Regulatory assets under management: $0 in the October 2023 data and $162,743,420 in the October 2026 data. Total employees: 2 in October 2023 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Main Advisory, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (184); high net worth individuals (30).

**Which custodians does Main Advisory, Inc. use?**
Main Advisory, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Axos Clearing LLC and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Main Advisory, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/328040

**Does Main Advisory, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated February 19, 2026 says: "Main Advisory generally does not impose a minimum relationship size."

**What changed in Main Advisory, Inc.'s recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $128,216,032 to $162,743,420 (+27%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 19, 2026)

- Asset-based fee: 0.35% to 1.25% a year (a range, as the brochure states it)

> Investment advisory fees range from 0.35% to 1.25% annually based on several factors, including: the scope and complexity of the services to be provided; the level of assets to be managed; and the overall relationship with the Advisor.

- Account minimum: None

> Main Advisory generally does not impose a minimum relationship size.

- Flat fee: up to $2,499 (financial planning)

> Fixed fees for financial planning range up to $2,499. After the completion of a project-based engagement, Clients with less than $1,000,000

- Subscription: up to $199 a month (ongoing financial planning)

> ongoing financial planning for a monthly fee of up to $199. Fees may be negotiable based on the nature and complexity of the services to be provided

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Axos Clearing LLC
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $162,743,420
- Discretionary: $162,743,420
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 184 | $44,685,817 |
| High net worth individuals | 30 | $109,343,818 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $7,243,183 |
| Charitable organizations | Fewer than 5 | $1,470,602 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2023 (3 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: LA, MD, PA, SC, TX, VA, WV
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the March 2026 filing
- Blacksburg, VA

### Websites listed on Form ADV (Item 1.I)
- [mainadvisory.com](https://mainadvisory.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $0 | 2 | October 2, 2023 |
| October 2024 | $116,082,460 | 3 | May 20, 2024 |
| October 2025 | $128,216,032 | 3 | April 16, 2025 |
| October 2026 | $162,743,420 | 4 | February 19, 2026 |

Regulatory assets under management: $0 in the October 2023 data and $162,743,420 in the October 2026 data.
Total employees: 2 in October 2023 and 4 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $128,216,032 to $162,743,420 (+27%).

### January 2026
- No longer registered or notice-filed in GA.

### December 2025
- Added an office in Blacksburg, VA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Main Advisory, Inc. (CRD 328040): Form ADV filing data as of October 2026.