{
  "crd_number": 136042,
  "slug": "mai-capital-advisor-rehoboth-beach-de-136042",
  "primary_business_name": "MAI CAPITAL ADVISOR",
  "legal_name": "INCITTI, MICHAEL A.",
  "dbas": [],
  "city": "Rehoboth Beach",
  "state": "DE",
  "country": "United States",
  "cbsa_code": "42580",
  "metro": null,
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2019-11-18",
  "years_registered": 6,
  "period": "2026-10-01",
  "filing_date": "2026-03-27",
  "carried_forward": false,
  "raum_total": 2000000.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 2000000.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 2000000.0,
      "count": 5
    }
  },
  "compensation_types": [
    "commissions",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "DE"
  ],
  "websites": [
    "https://linkedin.com/in/michael-incitti-ph-d-fiduciary-28529024"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/136042",
  "disclosure_items": [
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    }
  ],
  "city_as_filed": "REHOBOTH BEACH",
  "url": "https://advisorcensus.com/firm/mai-capital-advisor-rehoboth-beach-de-136042",
  "display_name": "MAI Capital Advisor",
  "summary": "MAI Capital Advisor is a state-registered investment advisory firm in Rehoboth Beach, DE, registered since 2019, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.",
  "citation": "AdvisorCensus. MAI Capital Advisor (CRD 136042): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Commissions"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is MAI Capital Advisor compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), MAI Capital Advisor reports these compensation arrangements: a percentage of assets under its management; commissions. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is MAI Capital Advisor located?",
      "a": "MAI Capital Advisor's principal office is in Rehoboth Beach, DE, according to its Form ADV."
    },
    {
      "q": "Is MAI Capital Advisor registered with the SEC or a state?",
      "a": "MAI Capital Advisor is a state-registered investment advisory firm, registered since 2019. Status as filed: APPROVED. CRD 136042."
    },
    {
      "q": "How much does MAI Capital Advisor manage?",
      "a": "MAI Capital Advisor reports $2,000,000 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (0% discretionary)."
    },
    {
      "q": "What types of clients does MAI Capital Advisor serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (5)."
    },
    {
      "q": "Does MAI Capital Advisor report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/136042"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/mai-capital-advisor-rehoboth-beach-de-136042.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 5,
      "fewer_than_5": false,
      "raum": 2000000.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/136042",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}