# Magnum Financial

> Magnum Financial is a state-registered investment advisory firm in Sonoma, CA, registered since 2010, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 16, 2026.

- CRD: 152081
- Filed as: MAGNUM FINANCIAL
- Legal name: Magnum Financial LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Sonoma, CA
- Filing period: October 2026
- Form ADV filing dated: March 16, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/152081
- AdvisorCensus page: https://advisorcensus.com/firm/magnum-financial-sonoma-ca-152081

## Quick answers

**How is Magnum Financial compensated?**
On its Form ADV (Item 5.E, October 2026), Magnum Financial reports these compensation arrangements: a percentage of assets under its management; hourly charges; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees).

**Where is Magnum Financial located?**
Magnum Financial's principal office is in Sonoma, CA, according to its Form ADV.

**Is Magnum Financial registered with the SEC or a state?**
Magnum Financial is a state-registered investment advisory firm, registered since 2010. Status as filed: APPROVED. CRD 152081.

**How much does Magnum Financial manage?**
Magnum Financial reports $14,137,050 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (100% discretionary).

**What types of clients does Magnum Financial serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (47); high net worth individuals (3).

**Does Magnum Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/152081

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $14,137,050
- Discretionary: $14,137,050
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 47 | $8,449,244 |
| High net worth individuals | 3 | $5,687,806 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 2010 (16 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- magnum-financial.com
- Facebook @MagnumFinancial
- LinkedIn @stephenbossio
- YouTube @StephenBossio

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Magnum Financial (CRD 152081): Form ADV filing data as of October 2026.