# Maggi Investment Services, LLC

> Maggi Investment Services, LLC is an SEC-registered investment advisory firm in Oldmar, FL, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 21, 2026.

- CRD: 156856
- Filed as: MAGGI INVESTMENT SERVICES, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Oldmar, FL
- Filing period: October 2026
- Form ADV filing dated: July 21, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/156856
- AdvisorCensus page: https://advisorcensus.com/firm/maggi-investment-services-llc-oldmar-fl-156856

## Quick answers

**How is Maggi Investment Services, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Maggi Investment Services, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**Where is Maggi Investment Services, LLC located?**
Maggi Investment Services, LLC's principal office is in Oldmar, FL, according to its Form ADV; the August 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is Maggi Investment Services, LLC registered with the SEC or a state?**
Maggi Investment Services, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 156856.

**How much does Maggi Investment Services, LLC manage?**
Maggi Investment Services, LLC reports $154,000,000 in regulatory assets under management in its Form ADV filing dated July 21, 2026 (100% discretionary).

**What types of clients does Maggi Investment Services, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (491); high net worth individuals (24).

**Which custodians does Maggi Investment Services, LLC use?**
Maggi Investment Services, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Distributors Company LLC as custodians holding 10% or more of its separately managed account assets.

**Does Maggi Investment Services, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/156856

**Does Maggi Investment Services, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated May 21, 2026 says: "MIS does not require a minimum to open an account."

**What changed in Maggi Investment Services, LLC's recent Form ADV filings?**
In the July 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated May 21, 2026)

- Account minimum: None

> MIS does not require a minimum to open an account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Distributors Company LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $154,000,000
- Discretionary: $154,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 491 | $115,000,000 |
| High net worth individuals | 24 | $39,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, GA, IL, MN, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Arden Hills, MN
- Lutz, FL
- St. Petersburg, FL

### Websites listed on Form ADV (Item 1.I)
- maggifinancial.com
- maggitax.com

## Changes in the filing (last 12 months)

### July 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Maggi Investment Services, LLC (CRD 156856): Form ADV filing data as of October 2026.